Dell Technologies Reports Unregistered Equity Sales

Ticker: DELL · Form: 8-K · Filed: 2025-07-16T00:00:00.000Z

Sentiment: neutral

Topics: equity-sale, unregistered-securities

Related Tickers: DELL

TL;DR

Dell sold unregistered stock. Details TBD.

AI Summary

Dell Technologies Inc. filed an 8-K on July 16, 2025, reporting unregistered sales of equity securities as of July 10, 2025. The filing does not provide specific details on the nature or amount of these unregistered sales.

Why It Matters

This filing indicates Dell has engaged in equity transactions not registered with the SEC, which could have implications for investors regarding transparency and potential dilution.

Risk Assessment

Risk Level: medium — Unregistered sales can sometimes signal a need for capital or potential dilution, requiring further investigation into the specifics.

Key Players & Entities

FAQ

What specific type of equity securities were sold unregistered?

The filing does not specify the type of equity securities involved in the unregistered sale.

What was the aggregate dollar amount of the unregistered equity securities sold?

The filing does not disclose the dollar amount of the unregistered equity securities sold.

Who were the purchasers of these unregistered equity securities?

The filing does not identify the purchasers of the unregistered equity securities.

What was the reason for Dell Technologies Inc. engaging in unregistered sales of equity securities?

The filing does not provide the reason for the unregistered sales of equity securities.

Are there any exemptions from registration being relied upon for these sales?

The filing does not explicitly state which exemptions from registration are being relied upon.

From the Filing

0001571996-25-000081.txt : 20250716 0001571996-25-000081.hdr.sgml : 20250716 20250716075847 ACCESSION NUMBER: 0001571996-25-000081 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20250710 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20250716 DATE AS OF CHANGE: 20250716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc. CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology EIN: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 251126162 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Dell Technologies Inc DATE OF NAME CHANGE: 20160825 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 8-K 1 dell-20250710.htm 8-K dell-20250710 0001571996 false 0001571996 2025-07-10 2025-07-10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2025   ______________________ Dell Technologies Inc. (Exact name of registrant as specified in its charter)   ______________________ Delaware   001-37867   80-0890963 (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.) One Dell Way   Round Rock, Texas 78682 (Address of principal executive offices)   (Zip Code) Registrant’s telephone number, including area code: ( 800 )  289-3355 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class C Common Stock, par value $0.01 per share DELL New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 3.02    Unregistered Sales of Equity Securities. On June 9, 2025, June 10, 2025, June 11, 2025, June 12, 2025, June 26, 2025 and July 10, 2025, Dell Technologies Inc. (the “Company”) issued an aggregate of 3,421,793 shares of the Company’s Class C common stock (the “Class C Common Stock”) upon conversion of the same number of shares of the Company’s Class B common stock (the “Class B Common Stock”) held by SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P., Silver Lake Partners V DE (AIV), L.P. and Silver Lake Technology Investors V, L.P. As of July 11, 20

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