Genworth Financial Suspends Trading in Employee Benefit Plans

TL;DR

Genworth Financial (GNW) temporarily suspended trading in its employee benefit plans on July 18, 2025.

AI Summary

Genworth Financial, Inc. filed an 8-K on July 18, 2025, to report a temporary suspension of trading under its employee benefit plans. This action was taken to comply with regulatory requirements related to the plans.

Why It Matters

This filing indicates a temporary halt in trading for Genworth's employee benefit plans, which could affect participants' ability to buy or sell shares within those plans.

Risk Assessment

Risk Level: low — The filing is procedural and relates to employee benefit plans, not a material event impacting the company's core business or financial health.

Key Players & Entities

• Genworth Financial, Inc. (company) — Registrant
• July 18, 2025 (date) — Date of Report
• Delaware (jurisdiction) — State of Incorporation
• 11011 West Broad Street, Glen Allen, VA 23060 (address) — Principal Executive Offices
• (804) 281-6000 (phone_number) — Registrant's telephone number

FAQ

From the Filing

0001193125-25-161223.txt : 20250718 0001193125-25-161223.hdr.sgml : 20250718 20250718161547 ACCESSION NUMBER: 0001193125-25-161223 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20250718 ITEM INFORMATION: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250718 DATE AS OF CHANGE: 20250718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance EIN: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 251134686 BUSINESS ADDRESS: STREET 1: 11011 WEST BROAD STREET CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 11011 WEST BROAD STREET CITY: GLEN ALLEN STATE: VA ZIP: 23060 8-K 1 d53949d8k.htm 8-K 8-K GENWORTH FINANCIAL INC false 0001276520 0001276520 2025-07-18 2025-07-18     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 18, 2025 Date of Report (Date of earliest event reported)       GENWORTH FINANCIAL, INC. (Exact name of registrant as specified in its charter)       Delaware   001-32195   80-0873306 (State or other jurisdiction of incorporation or organization)   (Commission File Number)   (I.R.S. Employer Identification No.)   11011 West Broad Street , Glen Allen , VA   23060 (Address of principal executive offices)   (Zip Code) (804) 281-6000 (Registrant’s telephone number, including area code) Not Applicable (Former Name or Former Address, if Changed Since Last Report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, par value $0.001 per share   GNW   NYSE (New York Stock Exchange) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       Item 5.04. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans. Genworth Financial, Inc. (the “Company”) received notice regarding a blackout period for the Company’s Retirement and Savings Plan (the “Genworth Plan”). The Genworth Plan will be transitioning certain recordkeeping services from Alight Solutions to Fidelity Investments beginning August 1, 2025. As a result of this transition, there will be a blackout period during which participants and beneficiaries in the Genworth Plan will be temporarily unable to change their contribution rate, direct or diversify investments in