Ameriprise Certificate Co. Files 10-Q, Confirms Compliance

TL;DR

AMERIPRISE CERTIFICATE CO is a compliant, non-publicly traded entity, but this 10-Q offers no financial meat for investors.

AI Summary

AMERIPRISE CERTIFICATE CO, a non-accelerated filer, filed its 10-Q for the quarter ended June 30, 2025, on August 5, 2025. The filing confirms the company has met all SEC filing requirements for the past 12 months and 90 days, and has submitted all required Interactive Data Files. The company's business address is 1099 Ameriprise Financial Center, Minneapolis, Minnesota 55474, with a phone number of (612) 671-3131. The registrant's common stock, with a par value of $10 per share, is not traded on any exchange. The company is not a shell company. Specific financial figures for revenue and net income were not provided in the excerpt, preventing a detailed quantitative analysis of financial performance or changes in key business metrics. Risks and strategic outlook are also not detailed in the provided text.

Why It Matters

This filing confirms AMERIPRISE CERTIFICATE CO's adherence to regulatory reporting standards, which is crucial for maintaining investor confidence and market transparency. For investors, it signals operational stability regarding compliance, though the lack of financial specifics limits deeper analysis. Employees and customers are indirectly impacted by the company's regulatory health, as it underpins long-term viability. In a competitive financial landscape, consistent compliance helps AMERIPRISE CERTIFICATE CO maintain its standing, even without public trading of its common stock.

Risk Assessment

Risk Level: low — The risk level is low because the filing explicitly states that AMERIPRISE CERTIFICATE CO has filed all required reports under Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months and has been subject to such filing requirements for the past 90 days. Additionally, it has submitted every Interactive Data File required, indicating strong regulatory compliance and operational diligence.

Analyst Insight

Investors should note that AMERIPRISE CERTIFICATE CO's common stock is not publicly traded, limiting direct investment opportunities. This filing primarily serves as a compliance update, offering no financial performance data for investment decisions. Focus on the parent company, Ameriprise Financial, if seeking investment exposure.

Key Numbers

• $10 — Common Stock Par Value (The par value per share of the registrant's common stock, which is not publicly traded.)
• 12 months — Compliance Period (The period over which the registrant has filed all required reports, indicating strong regulatory adherence.)
• 90 days — Compliance Period (The period over which the registrant has been subject to and met filing requirements, showing recent compliance.)

Key Players & Entities

• AMERIPRISE CERTIFICATE CO (company) — registrant filing the 10-Q
• SEC (regulator) — governing body for 10-Q filings
• June 30, 2025 (date) — end of the quarterly period reported
• August 5, 2025 (date) — filing date of the 10-Q
• Delaware (company) — state of incorporation for AMERIPRISE CERTIFICATE CO
• 41-6009975 (company) — I.R.S. Employer Identification No. for AMERIPRISE CERTIFICATE CO
• 1099 Ameriprise Financial Center (company) — principal executive offices address
• $10 (dollar_amount) — par value per share of common stock
• 811-00002 (regulator) — Commission File No.
• Minneapolis (company) — city of principal executive offices

FAQ

Industry Context

Ameriprise Certificate Co. operates within the financial services sector. While specific details of its niche are not provided, companies in this industry typically face evolving regulatory landscapes, technological advancements impacting service delivery, and competitive pressures from both traditional institutions and fintech disruptors. Customer trust and robust risk management are paramount.

Regulatory Implications

The company's status as a non-accelerated filer and its consistent filing history suggest a stable relationship with the SEC. Compliance with reporting requirements, including the submission of Interactive Data Files, is critical for maintaining transparency and investor confidence.

What Investors Should Do

1. Seek further disclosures on financial performance.
2. Investigate the nature of the company's business and its market position.

Key Dates

• 2025-06-30: Quarterly Period End — Marks the end of the reporting period for the 10-Q filing.
• 2025-08-05: 10-Q Filing Date — Indicates the company met its regulatory deadline for submitting its quarterly financial report.

Glossary

10-Q

A quarterly report required by the U.S. Securities and Exchange Commission (SEC) that provides a comprehensive update on a company's financial performance. (This document is the primary source of financial and operational information for the quarter ended June 30, 2025.)

Non-accelerated filer

A type of filer with less than $75 million in public float, which has different reporting requirements and deadlines compared to larger filers. (Indicates Ameriprise Certificate Co. is a smaller reporting company with less stringent filing obligations.)

Interactive Data File

Data files submitted to the SEC in a machine-readable format (like XBRL) that allows for easier analysis and comparison of financial information. (The company's submission confirms compliance with modern electronic filing standards.)

Common Stock Par Value

A nominal value assigned to a share of stock in the company's charter, often set at a very low amount and not indicative of market value. (The $10 par value is a legal designation and not reflective of the stock's trading price, especially since it is not publicly traded.)

Year-Over-Year Comparison

As specific financial figures for revenue and net income were not provided in the excerpt, a comparison of key metrics to the previous year's filing is not possible. The filing confirms continued compliance with SEC reporting requirements over the past 12 months and 90 days, and the submission of all required Interactive Data Files, indicating ongoing operational stability in regulatory adherence.

Filing Details

This Form 10-Q (Form 10-Q) was filed with the SEC on August 5, 2025 regarding AMERIPRISE CERTIFICATE CO.

View full filing on EDGAR

View Full Filing

View this 10-Q filing on SEC EDGAR