First Foundation Inc. Files 8-K: Director/Officer Changes & More

Ticker: FFWM · Form: 8-K · Filed: 2025-08-11T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, officer-changes, financial-reporting

Related Tickers: FFWM

TL;DR

FFWM board/officer changes filed, plus comp arrangements & financials. Watch for governance impact.

AI Summary

On August 11, 2025, First Foundation Inc. filed an 8-K report detailing changes in its board of directors and certain officers, along with updates on compensatory arrangements. The filing also includes Regulation FD disclosures and financial statements and exhibits. The company, previously known as Keller Financial Group until October 1, 2007, is incorporated in Delaware and headquartered in Irvine, California.

Why It Matters

This filing signals potential shifts in corporate governance and executive compensation at First Foundation Inc., which could impact strategic direction and investor confidence.

Risk Assessment

Risk Level: medium — Changes in directors and officers, along with compensatory arrangements, can indicate internal shifts that may affect company strategy and performance.

Key Players & Entities

FAQ

What specific changes were made to the board of directors or certain officers?

The filing indicates changes related to the 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers', but the specific details of these changes are not provided in the provided text snippet.

What are the details of the compensatory arrangements for certain officers?

The filing mentions 'Compensatory Arrangements of Certain Officers' as an item of disclosure, but the specific terms and amounts are not detailed in the provided text.

What is the purpose of the Regulation FD Disclosure?

The filing includes 'Regulation FD Disclosure', which is typically used to ensure that material non-public information is broadly disseminated to the public, preventing selective disclosure.

What financial statements and exhibits are included with this filing?

The filing lists 'Financial Statements and Exhibits' as an item, but the specific content of these statements and exhibits is not detailed in the provided text.

When did First Foundation Inc. change its name from Keller Financial Group?

First Foundation Inc. changed its name from Keller Financial Group on October 1, 2007.

From the Filing

0001104659-25-076175.txt : 20250811 0001104659-25-076175.hdr.sgml : 20250811 20250811163039 ACCESSION NUMBER: 0001104659-25-076175 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20250811 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250811 DATE AS OF CHANGE: 20250811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 251202470 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 8-K 1 tm2523030d1_8k.htm FORM 8-K false 0001413837 0001413837 2025-08-11 2025-08-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025     FIRST FOUNDATION INC. (Exact name of registrant as specified in its charter)       Delaware 001-36461 20-8639702 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)   5221 North O’Connor Boulevard , Suite 1375     Irving , Texas   75039 (Address of Principal Executive Offices)   (Zip Code)   ( 469 ) 638-9636 (Registrant’s Telephone Number, Including Area Code)   N/A (Former name or former address, if changed since last report.)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock   FFWM   New York Stock Exchange   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨             Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.   On August 11, 2025, First Foundation Inc. (the “Company”) announced the appointment of Stuart Bernstein as Chief Banking Officer of Fi

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