LiveOne, Inc. Files 8-K on Material Definitive Agreement

Ticker: LVO · Form: 8-K · Filed: Aug 11, 2025 · CIK: 1491419

Sentiment: neutral

Topics: material-definitive-agreement, financial-obligation, filing

TL;DR

LiveOne just filed an 8-K for a new material definitive agreement - check the financials!

AI Summary

LiveOne, Inc. entered into a material definitive agreement on August 5, 2025, related to a direct financial obligation. The company, formerly known as LiveXLive Media, Inc., filed this 8-K report on August 11, 2025, detailing the agreement. The filing also includes financial statements and exhibits.

Why It Matters

This filing indicates a significant new financial commitment or obligation for LiveOne, Inc., which could impact its financial health and future operations.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new financial obligations or risks that may not be immediately apparent.

Key Players & Entities

FAQ

What is the nature of the material definitive agreement entered into by LiveOne, Inc. on August 5, 2025?

The filing indicates the entry into a material definitive agreement and a direct financial obligation or an obligation under an off-balance sheet arrangement, but the specific details of the agreement are not provided in the summary text.

When was this 8-K filing submitted to the SEC?

This 8-K filing was submitted on August 11, 2025.

What was LiveOne, Inc. previously known as?

LiveOne, Inc. was formerly known as LiveXLive Media, Inc.

What is the business address of LiveOne, Inc. as listed in the filing?

The business address is 269 South Beverly Drive, Suite 1450, Beverly Hills, CA 90212.

What is the SIC code for LiveOne, Inc.?

The Standard Industrial Classification (SIC) code for LiveOne, Inc. is 5812, which corresponds to RETAIL-EATING PLACES.

Filing Stats: 763 words · 3 min read · ~3 pages · Grade level 10.6 · Accepted 2025-08-11 16:30:29

Key Financial Figures

Filing Documents

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On August 5, 2025, LiveOne, Inc. (the "Company") amended certain defined terms contained in the Company's Original Issue Discount Senior Secured Convertible Debentures (the "Debentures") issued to certain institutional investors (collectively, the "Purchasers") on May 19, 2025, to provide that the Company and/or its subsidiaries shall be permitted to purchase Bitcoin, Solana or Ethereum (collectively, "Crypto") up to an amount as agreed to by the parties from time to time in one or more transactions in accordance with the investment guidelines adopted by the Company from time to time and reasonably acceptable to the Purchasers (the "Guidelines"), and that the Company may retain one or more investment managers to engage in a Bitcoin yield strategy or other active management of any purchased Crypto in accordance with the Guidelines, in each case to further enable the Company to pursue its recently announced crypto asset treasury strategy. The terms of the Debentures and other transactions documents entered into in connection therewith remain unchanged. Pursuant to the Security Agreement entered into by the parties in connection with the issuance of the Debentures, the Purchasers will have a security interest in any purchased Crypto.

03. Creation of a Direct Financial Obligation

Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under

01 above is incorporated by reference in this Item 2.03

Item 1.01 above is incorporated by reference in this Item 2.03.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 4.1 Form of 11.75% Original Issue Discount Senior Secured Convertible Debentures (Incorporated by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K, filed with the SEC on May 23, 2025). 10.1 Securities Purchase Agreement, dated as of August 5, 2025, between the Company and the Purchasers (Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K, filed with the SEC on May 23, 2025). 10.2 Subsidiary Guarantee, dated as of August 5, 2025, made by each of the Guarantors, in favor of the Secured Parties (as defined therein) (Incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K, filed with the SEC on May 23, 2025). 10.3 Security Agreement, dated as of August 5, 2025, among the Company, the Guarantors, certain Purchasers and JGB Collateral, LLC as agent for the Purchasers (Incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K, filed with the SEC on May 23, 2025). 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LIVEONE, INC. Dated: August 11, 2025 By: /s/ Ryan Carhart Name: Ryan Carhart Title: Chief Financial Officer 2

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