Northern Lights Seeks Shareholder Nod for New Advisory Pact

TL;DR

**Northern Lights Fund Trust is asking shareholders to rubber-stamp a new advisory agreement for its Princeton funds, which is a standard but critical move for fund stability.**

AI Summary

Northern Lights Fund Trust, an open-end management investment company, filed a DEF 14A on August 12, 2025, to solicit shareholder approval for a new investment advisory agreement for its Princeton Premium Fund and Princeton Adaptive Premium Fund. The special meeting is scheduled for September 26, 2025, at 10:00 a.m. Eastern Time, at 80 Arkay Drive, Suite 110, Hauppauge, NY 11788. This filing is a definitive proxy statement, indicating the final terms for the proposed agreement. The Trust, organized as a Delaware statutory trust, is seeking to formalize its advisory relationship with Princeton Fund Adv. No specific revenue or net income figures were disclosed in this particular filing, as it focuses solely on the advisory agreement approval. The primary risk highlighted is the potential impact on fund performance or fees if the new agreement is not approved or if its terms are unfavorable. The strategic outlook involves ensuring continuous and effective management for both the Princeton Premium Fund and Princeton Adaptive Premium Fund.

Why It Matters

This DEF 14A filing is crucial for investors in the Princeton Premium Fund and Princeton Adaptive Premium Fund as it directly impacts the management and potential future performance of their investments. A new investment advisory agreement can alter fee structures, investment strategies, and ultimately, returns. For employees of Princeton Fund Adv, it signifies a continuation or change in their advisory role. In the broader market, such approvals are standard but can signal stability or strategic shifts within the competitive landscape of open-end management investment companies, particularly for funds managed by third-party advisors.

Risk Assessment

Risk Level: low — The risk level is low because this DEF 14A is a definitive proxy statement for a routine approval of a new investment advisory agreement, a common occurrence in fund management. There are no indications of hostile takeovers, significant financial distress, or major regulatory non-compliance. The filing explicitly states 'No fee required,' further indicating a standard procedural action.

Analyst Insight

Investors should carefully review the full proxy statement to understand the terms of the new investment advisory agreement, including any changes to fees or investment strategies. Vote on the proposal by September 26, 2025, to ensure your interests are represented regarding the management of the Princeton Premium Fund and Princeton Adaptive Premium Fund.

Key Numbers

• 2025-08-12 — Filing Date (Date the DEF 14A was filed with the SEC)
• 2025-09-26 — Meeting Date (Date of the Special Meeting of Shareholders)
• 10:00 a.m. Eastern Time — Meeting Time (Scheduled time for the Special Meeting of Shareholders)
• 0001580642-25-005061 — Accession Number (Unique identifier for the SEC filing)
• 811-21720 — SEC File Number (Registration number for Northern Lights Fund Trust)
• 0001314414 — Central Index Key (CIK) (Unique identifier for Northern Lights Fund Trust)

Key Players & Entities

• Northern Lights Fund Trust (company) — Registrant and open-end management investment company
• Princeton Premium Fund (company) — Series of Northern Lights Fund Trust
• Princeton Adaptive Premium Fund (company) — Series of Northern Lights Fund Trust
• Princeton Fund Adv (company) — Proposed investment advisor
• Board of Trustees (person) — Called the special meeting of shareholders
• SEC (regulator) — Regulates the filing of DEF 14A statements
• Delaware (regulator) — State where the Trust is organized as a statutory trust
• 80 Arkay Drive, Suite 110, Hauppauge, NY 11788 (company) — Location of the Trust's administrator and meeting
• 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (company) — Business address of Northern Lights Fund Trust
• 631-490-4300 (dollar_amount) — Business phone number of Northern Lights Fund Trust

FAQ

Risk Factors

• Approval of New Advisory Agreement [high — legal]: Shareholders are being asked to approve a new investment advisory agreement for the Princeton Premium Fund and Princeton Adaptive Premium Fund. Failure to approve this agreement could lead to disruptions in fund management and potentially impact performance or fees.

Industry Context

The mutual fund industry is highly competitive, with asset managers constantly seeking to attract and retain assets through effective investment strategies and competitive fee structures. Regulatory oversight is a significant factor, requiring transparency and adherence to rules governing fund operations and shareholder communications.

Regulatory Implications

The filing of a DEF 14A signifies compliance with SEC regulations requiring shareholder approval for material changes, such as new advisory agreements. Failure to obtain shareholder consent could lead to regulatory scrutiny and operational disruptions for the funds.

What Investors Should Do

1. Review the proposed new investment advisory agreement.
2. Vote on the proposed new investment advisory agreement.

Key Dates

• 2025-08-12: Filing Date — The definitive proxy statement (DEF 14A) was filed with the SEC, providing final details for the proposed advisory agreement.
• 2025-09-26: Special Meeting of Shareholders — Shareholders will vote on the proposed new investment advisory agreement for the Princeton Premium Fund and Princeton Adaptive Premium Fund.
• 2025-09-26: Meeting Time — The meeting will commence at 10:00 a.m. Eastern Time, marking the formal shareholder vote.

Glossary

DEF 14A

A definitive proxy statement filed with the SEC by companies to solicit shareholder votes on specific matters, such as approving new agreements. (This filing is the primary document detailing the proposed investment advisory agreement and the reasons for shareholder approval.)

Investment Advisory Agreement

A contract between an investment company (like a fund) and an investment advisor, outlining the terms and conditions under which the advisor will manage the company's assets. (The core subject of this filing is the approval of a new agreement that will govern the management of the Princeton Premium Fund and Princeton Adaptive Premium Fund.)

Open-end management investment company

A type of investment company that continuously offers and redeems its shares at net asset value. Mutual funds are the most common example. (This describes the legal structure of Northern Lights Fund Trust, indicating it operates as a mutual fund complex.)

Statutory Trust

A legal entity formed under state law, often used for investment companies, providing a framework for governance and asset management. (This specifies the legal structure of Northern Lights Fund Trust, indicating its formation under Delaware law.)

Year-Over-Year Comparison

This filing is a specific proxy statement for an upcoming shareholder meeting and does not contain comparative financial data from a previous year's annual report. Therefore, a direct comparison of key metrics like revenue growth or margin changes is not possible based on this document alone.

Key Financial Figures

• $854 million — 31, 2025, the Adviser had approximately $854 million in assets under management. Greg Anders
• $5,723,906 — al Year Ended Princeton Premium Fund $5,723,906 September 30, 2024 Princeton Adaptiv
• $185,968 — 024 Princeton Adaptive Premium Fund -$185,968 April 30, 2024 Evaluation by the Boa
• $312 million — s noted that the Fund has approximately $312 million in AUM, which was a decrease of $25 mil
• $25 million — million in AUM, which was a decrease of $25 million from the prior year. The Trustees obser
• $1.98 million — s noted that the Fund has approximately $1.98 million in AUM, which was a decrease of approxi
• $400,000 — , which was a decrease of approximately $400,000 from the prior year. The Trustees obser
• $500 million — Fund had a size limitation estimated at $500 million - $1 billion. The Trustees agreed that
• $1 billion — limitation estimated at $500 million - $1 billion. The Trustees agreed that in light of t

Filing Documents

• princeton-def14a.htm (DEF 14A) — 276KB
• pr001_v1.jpg (GRAPHIC) — 7KB
• pr002_v1.jpg (GRAPHIC) — 15KB
• pr003_v1.jpg (GRAPHIC) — 47KB
• pr004_v1.jpg (GRAPHIC) — 11KB
• 0001580642-25-005061.txt ( ) — 389KB
• S000053754
• C000168965
• C000168966
• C000168967
• S000067491
• C000217027
• C000217028
• C000217029

From the Filing

DEF 14A 1 princeton-def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240.14a-12 Northern Lights Fund Trust (Name of Registrant as Specified in Its Charter) Not Applicable (Name of Person (s) Filing Proxy Statement, if Other Than the Registrant) Payment of Filing Fee (Check the appropriate box): x No fee required. o Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: o Fee paid previously with preliminary materials: o Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: PRINCETON PREMIUM FUND PRINCETON ADAPTIVE PREMIUM FUND each a series of Northern Lights Fund Trust 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (631) 490-4300 NOTICE OF SPECIAL MEETING OF SHAREHOLDERS To Be Held September 26, 2025 Dear Shareholders: The Board of Trustees of the Northern Lights Fund Trust , an open-end management investment company organized as a Delaware statutory trust, has called a special meeting of the shareholders of the Princeton Premium Fund and Princeton Adaptive Premium Fund (each, a Fund and, together, the Funds), to be held at the offices of the Trusts administrator, 80 Arkay Drive, Suite 110, Hauppauge, NY 11788, on September 26, 2025 at 10:00 a.m., Eastern Time, for the following purposes: 1. To approve a new investment advisory agreement (New Advisory Agreement) by and between the Trust, on behalf of each Fund, and Princeton Fund Advisors, LLC, the current investment adviser to the Funds. ( Shareholders of each Fund, voting separately, must approve this proposal with respect to their Fund. ) No fee increase is proposed. 2. To transact such other business as may properly come before the Meeting or any adjournments or postponements thereof. Shareholders of record at the close of business on July 18, 2025 are entitled to notice of, and to vote at, the special meeting and any adjournments or postponements thereof. Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to be Held on September 26, 2025. A copy of the Notice of Shareholder Meeting, the Proxy Statement (including the proposed advisory agreement) and Proxy Voting Ballot are available at vote.proxyonline.com/Princeton/docs . By Order of the Board of Trustees Kevin Wolf President August 12, 2025 YOUR VOTE IS IMPORTANT To assure your representation at the meeting, please complete the enclosed proxy and return it promptly in the accompanying envelope or by calling the number listed on your proxy card, whether or not you expect to be present at the meeting. If you attend the meeting, you may revoke your proxy and vote your shares in person. PRINCETON PREMIUM FUND PRINCETON ADAPTIVE PREMIUM FUND each a series of Northern Lights Fund Trust with its principal offices at 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 PROXY STATEMENT SPECIAL MEETING OF SHAREHOLDERS To Be Held September 26, 2025 INTRODUCTION This Proxy Statement is furnished in connection with the solicitation of proxies by the Board of Trustees (the Board or the Trustees) of the Northern Lights Fund Trust (the Trust) on behalf of the Princeton Premium Fund and Princeton Premium Adaptive Fund (each a Fund and, together, the Funds), for use at the Special Meeting of Shareholders of the Trust (the Meeting) to be held at the offices of the Trusts administrator, 80 Arkay Drive, Suite 110, Hauppauge, NY 11788 on September 26, 2025 at 10:00 a.m., Eastern Time, and at any and all adjournments thereof. The Notice of Meeting, Proxy Statement, and accompanying form of proxy will be mailed to shareholders on or about August 18, 2025. The Meeting has been called by the Board of Trustees of the Trust for the following purposes: 1. To approve a new investment advisory agreement (New Advisory Agreement) by and between the Trust, on behalf of each Fund, and Princeton Fund Advisors,

View Full Filing

View this DEF 14A filing on SEC EDGAR