Listed Funds Trust Files DEFA14A for TrueShares ETFs

TL;DR

Listed Funds Trust (JULZ, AUGZ) filed proxy docs. Vote your shares!

AI Summary

Listed Funds Trust, formerly Active Weighting Funds ETF Trust, filed a DEFA14A proxy statement on August 15, 2025. The filing concerns the TrueShares Structured Outcome (July) ETF (JULZ) and the TrueShares Structured Outcome (August) ETF (AUGZ). The company is headquartered at 615 E. Michigan Street, Milwaukee, WI 53202.

Why It Matters

This filing is a proxy statement, indicating important shareholder decisions or information are being communicated by Listed Funds Trust regarding its TrueShares ETFs.

Risk Assessment

Risk Level: low — This is a routine proxy filing (DEFA14A) and does not appear to contain unusual or high-risk information.

Key Players & Entities

• Listed Funds Trust (company) — Registrant
• Active Weighting Funds ETF Trust (company) — Former company name
• TrueShares Structured Outcome (July) ETF (company) — ETF Name
• JULZ (company) — ETF Ticker
• TrueShares Structured Outcome (August) ETF (company) — ETF Name
• AUGZ (company) — ETF Ticker
• 615 E. Michigan Street, Milwaukee, WI 53202 (company) — Business Address

FAQ

Filing Documents

• truesharessoetfsdefa14a729.htm (DEFA14A) — 496KB
• box.jpg (GRAPHIC) — 1KB
• cellphone.jpg (GRAPHIC) — 1KB
• laptop.jpg (GRAPHIC) — 1KB
• ml.jpg (GRAPHIC) — 2KB
• 0000894189-25-005617.txt ( ) — 505KB
• S000068442
• C000218850 (JULZ)
• S000068443
• C000218851 (AUGZ)

From the Filing

DEFA14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement x Definitive Additional Materials Soliciting Material Pursuant to 240.14a-12 LISTED FUNDS TRUST (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check all boxes that apply) x No fee required Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 TrueMark Investments, LLC 433 W Van Buren, Suite 1100-D Chicago, Illinois 60607 August 15, 2025 Dear Shareholders On behalf of the Board of Trustees (the "LiFT Board") of Listed Funds Trust (the "Trust" or "LiFT"), we invite you to the continuation of the Special Meeting of Shareholders (the "Special Meeting") of the TrueShares Structured Outcome (July) ETF and TrueShares Structured Outcome (August) ETF (each, an "Existing Fund" and, together, the "Existing Funds"), each a series of LiFT. The Special Meeting was first convened on May 15, 2025, and adjourned to June 6, 2025, June 25, 2025, July 23, 2025, July 29, 2025, and September 2, 2025. The Special Meeting will be reconvened telephonically at 1000 a.m., Eastern Time on September 2, 2025. The record date for each Special Meeting prior to the Special Meeting to be convened on September 2, 2025 had a record date of March 31, 2025. The officers of the LiFT Board have established a new record date of July 31, 2025 for the Special Meeting to be convened on September 2, 2025. Therefore, at the upcoming Special Meeting, shareholders of each Fund as of July 31, 2025 will be asked to consider and vote to approve the proposals (the "Proposals") discussed below and in the accompanying Proxy Statement 1. To approve an Agreement and Plan of Reorganization (the "Plan"), a copy of which is attached as Appendix A to the Proxy Statement, providing for the reorganization of a. TrueShares Structured Outcome (July) ETF, a series of LiFT, into the TrueShares Structured Outcome (July) ETF, a series of Elevation Series Trust ("EST") b. TrueShares Structured Outcome (August) ETF, a series of LiFT, into the TrueShares Structured Outcome (August) ETF, a series of EST (each series of EST, a "New Fund" and together, the "New Funds") (each, a "Reorganization" and, together, the "Reorganizations") and 2. To transact such other business as may properly come before the Special Meeting. Enclosed you will find a notice of the Special Meeting, a Proxy Statement with additional information about the Proposals, and a proxy card with instructions for voting. Following this letter, you will find questions and answers regarding the Proxy Statement that are designed to help you understand the Proxy Statement and how to cast your votes. These questions and answers are being provided as a supplement to, not a substitute for, the Proxy Statement, which we urge you to review carefully. The LiFT Board believes that each Proposal is in the best interest of the relevant Fund(s) and its shareholders and recommends that you vote "FOR" the Proposals. Importantly, approval of each Proposal will not result in any increase in shareholder fees or expenses. The Special Meeting is scheduled to be held telephonically at 1000 a.m., Eastern Time on September 2, 2025. If you are a shareholder of record as of the close of business on July 31, 2025, you are entitled to vote at the Special Meeting and at any adjournment thereof. Your vote is extremely important. If you have not previously submitted a valid proxy card or authorized a proxy to vote your shares or have revoked your initial proxy or you became a shareholder after March 31, 2025 and you do not expect to attend the reconvened Special Meeting, we encourage you to vote by completing and submitting your proxy card or voting by telephone or through the Internet. However, you do not need to take any action if you were a shareholder as of March 31, 2025 (the original record date of the Special Meeting) and July 31, 2025 (the new record date of the Special Meeting), have not changed brokerage accounts and previously submitted a valid proxy card or authorized a proxy in connection with the Special Meeting (and have not revoked your proxy). Your previous proxy will remain effective as to the number of shares you held on July 31, 2025. If you desire to change your vote, you may vote again, which has the effect of revoking your prior proxy. If you have any questions regarding the Proposals or Proxy Statement, please do not hesitate to call Sodali Co toll-free at 833-

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View this DEFA14A filing on SEC EDGAR