UBS Group AG Files 6-K on Credit Suisse Shareholder Lawsuit

Ticker: UBS · Form: 6-K · Filed: 2025-08-29T00:00:00.000Z

Sentiment: neutral

Topics: legal, litigation, acquisition, settlement

Related Tickers: CS

TL;DR

UBS 6-K drops details on Credit Suisse derivative lawsuit in NY Supreme Court.

AI Summary

UBS Group AG filed a Form 6-K on August 29, 2025, related to a shareholder settlement. The filing includes documents pertaining to a derivative lawsuit filed in the Supreme Court of the State of New York, County of New York, by the Employees Retirement System for the City of Providence against Urs Rohner and others, on behalf of Credit Suisse Group AG. This action is indexed under 651657/2.

Why It Matters

This filing provides insight into ongoing legal proceedings involving Credit Suisse, which could have implications for UBS following their acquisition.

Risk Assessment

Risk Level: medium — The filing relates to ongoing litigation stemming from Credit Suisse's past, which could present residual legal or financial risks for UBS.

Key Players & Entities

FAQ

What is the specific nature of the derivative lawsuit filed against Urs Rohner and others on behalf of Credit Suisse Group AG?

The filing does not specify the exact nature of the derivative lawsuit, only that it is indexed under 651657/2 in the Supreme Court of the State of New York, County of New York, and involves the Employees Retirement System for the City of Providence as the plaintiff.

What is the relationship between UBS Group AG and the lawsuit involving Credit Suisse Group AG?

UBS Group AG is the registrant filing the Form 6-K, which contains information related to the lawsuit. This suggests the lawsuit is relevant to UBS, likely due to its acquisition of Credit Suisse.

When was this Form 6-K filed with the SEC?

This Form 6-K was filed with the SEC on August 29, 2025.

Which court is handling the derivative lawsuit concerning Credit Suisse?

The lawsuit is being handled by the Supreme Court of the State of New York, County of New York.

Does this filing indicate any financial amounts related to the shareholder settlement or lawsuit?

The provided text of the filing does not mention any specific dollar amounts related to a shareholder settlement or the lawsuit itself.

From the Filing

0001610520-25-000094.txt : 20250829 0001610520-25-000094.hdr.sgml : 20250829 20250829114924 ACCESSION NUMBER: 0001610520-25-000094 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20250829 FILED AS OF DATE: 20250829 DATE AS OF CHANGE: 20250829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251278022 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 6-K 1 shareholdersettlement.htm shareholdersettlement                     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: August 29, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐ This Form 6-K consists of the documents that immediately follow this page.             1 SUPREME COURT OF THE STATE   OF NEW YORK   COUNTY OF NEW YORK EMPLOYEES RETIREMENT SYSTEM FOR THE CITY OF PROVIDENCE, derivatively as a shareholder of CREDIT SUISSE GROUP AG on behalf of CREDIT SUISSE GROUP AG,   Plaintiff, v. URS ROHNER, et al .,   Defendants,   and CREDIT SUISSE GROUP AG,   Nominal Defendant. Index No.   651657/2022 Hon. Andrea   Masley NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF STOCKHOLDER DERIVATIVE ACTION EXHIBIT B The Supreme Court of the State of New York,   County of New York,   authorized this Notice.   This is not a solicitation from a lawyer. TO: ALL   PERSONS   OR   ENTITIES   WHO   OR   WHICH   HELD   SHARES   OF UBS GROUP   AG (“UBS”)   (AS   SUCCESSOR   TO   CREDIT   SUISSE   GROUP   AG (“CREDIT   SUISSE”),   AND   TOGETHER   WITH   ITS SUCCESSORS AND ASSIGNS ,   THE   “COMPANY”)   COMMON   STOCK   AS   OF   THE   CLOSE   OF TRADING ON AUGUST 22, 2025 (“CURRENT UBS STOCKHOLDERS”) . The   purpose   of   this   Notice   is   to   inform   you   of:   (i)   the   pendency   of   the   stockholder derivative action captioned Employees Retirement System for the City of Providence v.   Rohner,   et al. , Index No. 651657/2022   (the “Action”), which was   brought by plaintiff Employees Retirement System for the   City of   Providence (“Plaintiff”),   on behalf   of and for   the benefit   of Credit   Suisse Group AG (“Credit Suisse,” and together with its successors   and assigns, the “Company”), in the Supreme   Court   of   the   State   of   New York,   County   of   New York   (the   “Court”);   (ii)   a   proposed settlement of the   Action (the “Settlement”),   subject to the approval   of the Court, as   provided in the Stipulation and Agreement   of Settlement,   Compromise, and   Release dated August   21, 2025   (the &#

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