Invesco QQQ Trust Files Proxy Materials
Ticker: QQQ · Form: DEFA14A · Filed: 2025-09-02T00:00:00.000Z
Sentiment: neutral
Topics: proxy-statement, etf, filing-update
Related Tickers: QQQ
TL;DR
QQQ filing is in, no fee required. Standard proxy stuff.
AI Summary
Invesco QQQ Trust, Series 1 filed a Definitive Additional Materials proxy statement on September 2, 2025. This filing relates to the Invesco QQQ Trust, formerly known as PowerShares QQQ Trust, Series 1, and prior to that, NASDAQ 100 Trust Series 1. The filing indicates no fee was required for this submission.
Why It Matters
This filing provides important information to shareholders of the Invesco QQQ Trust regarding corporate governance and voting matters.
Risk Assessment
Risk Level: low — This is a routine proxy filing for an established ETF, not indicating any unusual risks.
Key Numbers
- 0930 — Fiscal Year End (Indicates the end of the trust's fiscal year.)
- 20250902 — Filing Date (Date the document was filed with the SEC.)
Key Players & Entities
- INVESCO QQQ TRUST, SERIES 1 (company) — Registrant
- POWERSHARES QQQ TRUST, SERIES 1 (company) — Former Company Name
- NASDAQ 100 TRUST SERIES 1 (company) — Former Company Name
- NASDAQ GOLD SM TRUST SER 1 (company) — Former Company Name
- 0001193125-25-194159 (dollar_amount) — Accession Number
FAQ
What type of SEC filing is this?
This is a DEFA14A filing, specifically marked as Definitive Additional Materials.
Who is the registrant for this filing?
The registrant is INVESCO QQQ TRUST, SERIES 1.
Has the Invesco QQQ Trust undergone name changes?
Yes, it was formerly known as POWERSHARES QQQ TRUST, SERIES 1, and prior to that, NASDAQ 100 TRUST SERIES 1 and NASDAQ GOLD SM TRUST SER 1.
What is the fiscal year end for the Invesco QQQ Trust?
The fiscal year end is September 30 (0930).
Was there a filing fee associated with this document?
No, the filing indicates that no fee was required.
Filing Stats: 682 words · 3 min read · ~2 pages · Grade level 9.8 · Accepted 2025-09-02 17:28:54
Filing Documents
- d890180ddefa14a.htm (DEFA14A) — 24KB
- g890180dsp002.jpg (GRAPHIC) — 4KB
- g890180dsp002a.jpg (GRAPHIC) — 1KB
- g890180dsp002b.jpg (GRAPHIC) — 1KB
- g890180dsp002c.jpg (GRAPHIC) — 2KB
- g890180dsp003.jpg (GRAPHIC) — 5KB
- g890180dsp003b.jpg (GRAPHIC) — 1KB
- 0001193125-25-194159.txt ( ) — 46KB
From the Filing
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement [X] Definitive Additional Materials [] Soliciting Material Pursuant to 240.14a-11(c) or 240.14a-12 Invesco QQQ Trust SM , Series 1 (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: [] Fee paid previously with preliminary materials. [] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: Invesco QQQ Trust SM , Series 1 Dear Shareholder: A Special Meeting of Shareholders of the Invesco QQQ Trust SM , Series 1 (the "Trust" or "QQQ") is scheduled to be held on October 24, 2025. VOTE TO LOWER YOUR FEES! As a shareholder of record, you are being asked to elect 9 Trustees to serve on a newly established Board of Trustees of the Trust and to approve an investment advisory agreement between the Trust and Invesco Capital Management LLC ("Invesco"). In addition, and most importantly, all shareholders are being asked to approve amendments to the Trust's Trust Indenture and Agreement and Standard Terms and Conditions of Trust (the "Governing Instruments") that will change QQQ's classification under the Investment Company Act of 1940 from a unit investment trust to an open-end fund. Among other benefits, these changes, if approved, will reduce the fees charged to QQQ shareholders by 10% . INVESCO RECOMMENDS YOU VOTE "FOR" ALL THE PROPOSALS Vote by Phone Speak with a proxy voting specialist today by calling 1-800-886-4839. HoursofOperation:Monday-Friday: 10 a.m. to 11 p.m. ET Saturday 12:00 pm to 5:00 pm ET You may also call the toll-free number on the enclosed card and follow the prompts. Vote by Internet – visit the internet address listed on your card. Vote by Mail – sign, date and return in the enclosed prepaid return envelope. If you have any questions or need assistance in voting, please contact our proxy solicitor toll-free at 1-800-886-4839 . Please note, a representative may call you in the next few days or weeks to assist you in voting your proxy. Thank you in advance for your support. To receive a free copy of the Proxy Statement, please call the Trust's solicitor toll free at 1-800-886-4839 or go to https://proxyvotinginfo.com/p/qqq QQQ R1 S19597 IMMEDIATE ACTION NEEDED BELOW Invesco QQQ Trust SM , Series 1 Dear Shareholder: We are writing to ask you to call us in connection with your investment in the Invesco QQQ Trust SM , Series 1 (the "Trust" or "QQQ"). URGENT 1- 800-887-2299 Please call our proxy solicitor, Sodali & Co. Fund Solutions, at your earliest convenience. Hours of Operation: Monday – Friday from 10:00 a.m. to 11:00 p.m. ET Saturday from 12:00 p.m. to 5:00 p.m. ET Please have your reference number(s) below ready, and a representative will assist you. REFERENCE NUMBER(S): To receive a free copy of the Proxy Statement, please call the Trust's solicitor toll free at 1-800-887-2299 or go to https://proxyvotinginfo.com/p/qqq QQQ – IA1