Urban-Gro Files 8-K Amid Listing Concerns

Ticker: UGRO · Form: 8-K · Filed: 2025-09-02T00:00:00.000Z

Sentiment: bearish

Topics: delisting-risk, management-change, material-agreement

Related Tickers: URGN

TL;DR

URGN 8-K filed: Listing rule issues, exec changes, material agreement. Uh oh.

AI Summary

Urban-Gro, Inc. filed an 8-K on August 26, 2025, reporting a material definitive agreement, a notice of delisting or failure to meet listing standards, and changes in directors and officers. The company is based in Lafayette, Colorado, and operates in the wholesale machinery and equipment sector.

Why It Matters

This filing indicates potential financial distress or operational challenges for Urban-Gro, Inc., which could impact its stock price and investor confidence.

Risk Assessment

Risk Level: high — The filing explicitly mentions 'Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard,' indicating significant risk to the company's stock market viability.

Key Players & Entities

FAQ

What specific listing rule or standard has Urban-Gro, Inc. failed to satisfy?

The filing does not specify the exact listing rule or standard that has been failed, only that a notice has been issued regarding this failure.

What is the nature of the material definitive agreement entered into by Urban-Gro, Inc.?

The filing lists 'Entry into a Material Definitive Agreement' as an item, but the details of this agreement are not provided in the provided text.

What changes have occurred regarding Urban-Gro, Inc.'s directors or officers?

The filing indicates 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers,' suggesting changes in leadership.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on August 26, 2025.

What is Urban-Gro, Inc.'s Standard Industrial Classification (SIC) code?

Urban-Gro, Inc.'s Standard Industrial Classification (SIC) code is 5080, which corresponds to Wholesale - Machinery, Equipment & Supplies.

From the Filing

0001213900-25-083451.txt : 20250902 0001213900-25-083451.hdr.sgml : 20250902 20250902170030 ACCESSION NUMBER: 0001213900-25-083451 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20250826 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250902 DATE AS OF CHANGE: 20250902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] ORGANIZATION NAME: 07 Trade & Services EIN: 465158469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39933 FILM NUMBER: 251286391 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 8-K 1 ea0255573-8k_urban.htm CURRENT REPORT false 0001706524 0001706524 2025-08-26 2025-08-26 iso4217:USD xbrli:shares iso4217:USD xbrli:shares     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): August 26, 2025   URBAN-GRO, INC. (Exact name of registrant as specified in its charter)   Delaware   001-39933   46-5158469 (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)   1751 Panorama Point , Unit G Lafayette , Colorado   80026 (Address of principal executive offices)   (Zip Code)   Registrant’s telephone number, including area code: ( 720 ) 390-3880   Not applicable (Former name or former address, if changed since last report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered Common stock, par value $0.001 per share   UGRO   The Nasdaq Stock Market LLC   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 1.01 Entry into a Material Definitive Agreement.   On August 27, 2025, certain subsidiaries (the “Seller Parties”) of urban-gro, Inc. (the “Company”) entered into a Stock and Asset Purchase Agreement (the “Purchase Agreem

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