Caterpillar Inc. Files 8-K for Debenture Agreement

Ticker: CAT · Form: 8-K · Filed: 2025-09-03T00:00:00.000Z

Sentiment: neutral

Topics: debt, financing, material-agreement

Related Tickers: CAT

TL;DR

CAT filed an 8-K for a new debenture agreement maturing in 2035.

AI Summary

On August 28, 2025, Caterpillar Inc. entered into a material definitive agreement related to its Series 5.3 Debentures due September 15, 2035. This filing also indicates the creation of a direct financial obligation for the registrant. The company's fiscal year ends on December 31.

Why It Matters

This filing signals a significant financial commitment or change in debt structure for Caterpillar, which could impact its financial leverage and future investment capacity.

Risk Assessment

Risk Level: low — The filing is a standard disclosure of a debt agreement and does not inherently indicate new risks.

Key Players & Entities

CATERPILLAR INC. (company) — Filer
CAT:Sec5.3DebenturesDueSeptember152035Member (dollar_amount) — Debenture Series
September 15, 2035 (date) — Debenture Maturity Date
August 28, 2025 (date) — Event Date

FAQ

What type of material definitive agreement did Caterpillar Inc. enter into?

Caterpillar Inc. entered into a material definitive agreement related to its Series 5.3 Debentures due September 15, 2035.

What is the maturity date of the Series 5.3 Debentures mentioned in the filing?

The Series 5.3 Debentures have a maturity date of September 15, 2035.

What is the accession number for this 8-K filing?

The accession number for this filing is 0001104659-25-087011.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on August 28, 2025.

What is Caterpillar Inc.'s fiscal year end?

Caterpillar Inc.'s fiscal year ends on December 31.

From the Filing

0001104659-25-087011.txt : 20250903 0001104659-25-087011.hdr.sgml : 20250903 20250903160611 ACCESSION NUMBER: 0001104659-25-087011 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 26 CONFORMED PERIOD OF REPORT: 20250828 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250903 DATE AS OF CHANGE: 20250903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology EIN: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 251289707 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 tm2524597d2_8k.htm FORM 8-K false 0000018230 0000018230 2025-08-28 2025-08-28 0000018230 us-gaap:CommonStockMember 2025-08-28 2025-08-28 0000018230 CAT:Sec5.3DebenturesDueSeptember152035Member 2025-08-28 2025-08-28 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K   Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported):                            August 28, 2025   CATERPILLAR INC. (Exact name of registrant as specified in its charter)   Delaware   1-768   37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.)   5205 N. O'Connor Blvd., Suite 100 , Irving , Texas   75039 (Address of principal executive offices)   (Zip Code)   Registrant’s telephone number, including area code: ( 972 ) 891-7700   Former name or former address, if changed since last report: N/A   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).   Emerging growth company  ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting stan