Broadridge Files 8-K: Regulation FD & Financials

Ticker: BR · Form: 8-K · Filed: 2025-09-05T00:00:00.000Z

Sentiment: neutral

Topics: regulatory-filing, financials

Related Tickers: BR

TL;DR

BR stock: 8-K filed 9/5/25 for Reg FD & financials. No major news.

AI Summary

Broadridge Financial Solutions, Inc. filed an 8-K on September 5, 2025, reporting on Regulation FD disclosures and financial statements. The filing does not contain specific financial figures or material events beyond the standard reporting requirements for this date.

Why It Matters

This filing indicates Broadridge is meeting its regulatory reporting obligations. Investors should review the full document for any specific disclosures that may impact the company's financial standing or operations.

Risk Assessment

Risk Level: low — The filing is a routine 8-K for regulatory compliance and does not disclose any new material events or financial information.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is to report on Regulation FD disclosures and to include financial statements and exhibits as of September 5, 2025.

What is the exact name of the reporting company?

The exact name of the reporting company is BROADRIDGE FINANCIAL SOLUTIONS, INC.

In which state was Broadridge Financial Solutions, Inc. incorporated?

Broadridge Financial Solutions, Inc. was incorporated in Delaware.

What is the company's business address?

The company's business address is 5 Dakota Drive, Lake Success, New York 11042.

Does this filing report any specific material events or changes?

This filing is categorized under 'Regulation FD Disclosure' and 'Financial Statements and Exhibits' and does not explicitly detail any specific material events or changes beyond standard reporting requirements for the date.

Filing Stats: 1,002 words · 4 min read · ~3 pages · Grade level 12.8 · Accepted 2025-09-05 08:06:56

Key Financial Figures

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On September 5, 2025, Broadridge Financial Solutions, Inc. (the "Company") posted its September 2025 investor presentation to its website at broadridge-ir.com. The materials presented are attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be," "on track," and other words of similar meaning, are forward-looking statements. In particular, information appearing under "Business," "Risk Factors," and "Management's Discussion and Analysis of Financial Condition and Results of Operations" includes forward-looking statements. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include: changes in laws and regulations affecting Broadridge's clients or the services provided by Broadridge; Broadridge's reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge's services with favorable pricing terms; a material security breach or cybersecurity attack affecting the information of Broadridge's clients; declines in participation and activity in the securities markets; the failure of Broadridge's key service providers to provide the anticipated levels of service; a disaster or other significant slowdown or failure of Broadridge's systems or error in the performance of Broadridge's services; overall market, economic and geopolitical conditions and their impact on the securities markets; the success of Broadridge in retaining and selling additional services to its existing clients and in obtaining new clients; Broadridge's failure to keep pa

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Broadridge Financial Solutions, Inc. September 2025 Investor Presentation 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 5, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. By: /s/ Ashima Ghei Ashima Ghei Corporate Vice President and Chief Financial Officer

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