Resolute Holdings Management Faces Delisting Concerns
Ticker: RHLD · Form: 8-K · Filed: Sep 8, 2025 · CIK: 2039497
Sentiment: bearish
Topics: delisting, listing-standards, regulatory
TL;DR
Resolute Holdings Management might be delisted, check their listing status ASAP.
AI Summary
Resolute Holdings Management, Inc. filed an 8-K on September 8, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule. The filing also includes Regulation FD Disclosure and Financial Statements and Exhibits. The company's principal executive offices are located at 445 Park Avenue, Suite 5B, New York, NY 10022.
Why It Matters
This filing indicates potential issues with Resolute Holdings Management's continued listing on an exchange, which could significantly impact its stock trading and investor confidence.
Risk Assessment
Risk Level: high — A notice of delisting or failure to meet listing standards is a severe warning sign for a company's financial health and operational viability.
Key Players & Entities
- Resolute Holdings Management, Inc. (company) — Registrant
- September 5, 2025 (date) — Earliest event reported
- September 8, 2025 (date) — Date of report
- 445 Park Avenue, Suite 5B, New York, NY 10022 (location) — Principal Executive Offices
FAQ
What specific listing rule or standard has Resolute Holdings Management, Inc. failed to satisfy?
The filing indicates a 'Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard' but does not specify the exact rule or standard in the provided text.
What is the exact date of the earliest event reported in this 8-K filing?
The earliest event reported is dated September 5, 2025.
Where are Resolute Holdings Management, Inc.'s principal executive offices located?
The principal executive offices are located at 445 Park Avenue, Suite 5B, New York, NY 10022.
What is the Commission File Number for Resolute Holdings Management, Inc.?
The Commission File Number for Resolute Holdings Management, Inc. is 001-42458.
What other items are included in this 8-K filing besides the notice of delisting?
This 8-K filing also includes Regulation FD Disclosure and Financial Statements and Exhibits.
Filing Stats: 959 words · 4 min read · ~3 pages · Grade level 13 · Accepted 2025-09-08 16:45:54
Key Financial Figures
- $0.0001 — ch registered Common stock, par value $0.0001 per share RHLD The Nasdaq Stock Mar
Filing Documents
- eh250674967_8k.htm (8-K) — 29KB
- eh250674967_ex9901.htm (EX-99.1) — 6KB
- 0000950142-25-002400.txt ( ) — 202KB
- rhld-20250905.xsd (EX-101.SCH) — 3KB
- rhld-20250905_lab.xml (EX-101.LAB) — 33KB
- rhld-20250905_pre.xml (EX-101.PRE) — 22KB
- eh250674967_8k_htm.xml (XML) — 4KB
01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 5, 2025, Resolute Holdings Management, Inc. (the "Company" or "Resolute"), acting pursuant to authorization from its Board of Directors, notified the Nasdaq Stock Market, LLC ("Nasdaq") of its determination to voluntarily withdraw the principal listing of the Company's Common Stock, par value $0.0001 per share (the "Common Stock"), from Nasdaq and transfer the listing to the New York Stock Exchange (the "NYSE"). The Company expects that the listing and trading of the Common Stock on Nasdaq will cease at the close of trading on September 22, 2025, and that the listing and trading of the Common Stock on the NYSE will commence at market open on September 23, 2025. The Common Stock has been approved for listing on the NYSE, where it will continue to trade under the stock symbol "RHLD."
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure. On September 8, 2025, the Company issued a press release announcing the anticipated transfer of the principal listing of the Common Stock to the NYSE. A copy of the press release is furnished herewith as Exhibit 99.1 and incorporated herein by reference to this Item 7.01. The information contained in Item 7.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing. Cautionary Note Regarding Forward-Looking Statements This Current Report on Form 8-K may contain "forward-looking related to the anticipated transfer of the primary listing of the Common Stock to the NYSE. Forward-looking statements should not be read as a guarantee of future performance or results, and will not necessarily be accurate indications of the times at, or by which, such performance or results will be achieved. The Company assumes no obligation to update forward-looking statements to reflect actual results, changes in assumptions or changes in other factors affecting forward-looking information, and if the Company does update one or more forward-looking respect to future events, and are subject to risks and uncertainties, some or all of which are not predictable or within the Company's
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 99.1 Press release, dated September 8, 2025, issued by Resolute Holdings Management, Inc. 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. Date: September 8, 2025 RESOLUTE HOLDINGS MANAGEMENT, INC. By: / s/ Kurt Schoen Name: Kurt Schoen Title: Chief Financial Officer