Series Portfolios Trust Files Proxy Statement

TL;DR

Series Portfolios Trust filed its proxy statement, no fee needed.

AI Summary

Series Portfolios Trust filed a DEFA14A on September 12, 2025, regarding its proxy statement. The filing indicates no fee was required for this submission. The company's principal business address is located at 615 E. Michigan Street, Milwaukee, WI 53202.

Why It Matters

This filing is a routine proxy statement, providing shareholders with information about company matters requiring their vote or attention.

Risk Assessment

Risk Level: low — This is a standard DEFA14A filing, which is a routine disclosure document for public companies.

Key Players & Entities

• Series Portfolios Trust (company) — Registrant
• 615 E. Michigan Street, Milwaukee, WI 53202 (company) — Business Address
• Verity U.S. Treasury Fund (company) — Fund Name

FAQ

Filing Documents

• verityfund-defa14a091225.htm (DEFA14A) — 18KB
• 0000894189-25-006924.txt ( ) — 19KB
• S000082884
• C000246218 (USTVX)

From the Filing

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement X Definitive Additional Materials Soliciting Material under Rule 14a-12 Series Portfolios Trust (Name of Registrant as Specified in Its Charter) (Names of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of filing fee (check the appropriate box) X No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies (2) Aggregate number of securities to which transaction applies (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (4) Proposed maximum aggregate value of transaction (5) Total Fee Paid Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 011(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid (2) Form, Schedule or Registration Statement No. (3) Filing Party (4) Date Filed Verity U.S. Treasury Fund YOU ARE ONE OF THE TOP SHAREHOLDERS WHO HAVE NOT YET VOTED! PLEASE KNOW THAT WE WOULD NOT UNDERTAKE THE EXPENSE OF THIS OVERNIGHT PACKAGE TO YOU UNLESS YOUR VOTE WAS VITAL. September 12, 2025 Dear Shareholder We hope this overnight package conveys how much we truly need YOUR vote! Even if you simply cast an abstain vote, it would be extremely helpful. The Special Meeting of shareholders of the Verity U.S. Treasury Fund, originally scheduled for August 28, 2025, has been adjourned a second time until September 25, 2025 due to lack of quorum to hold the meeting. Shareholders are being asked to vote on one proposal to approve a new investment advisory agreement between Verity Asset Management, Inc. ("Verity") and the Trust, on behalf of the Fund. The full proxy statement is available for your review here www.OkapiVote.comVerity . Because there is a great deal of information in the materials, the following key points are highlighted. Under the New Investment Advisory Agreement, there will be 1. No change to the investment adviser (Verity will remain the Fund's investment adviser). 2. No change to the investment advisory fees. 3. No change to the investment objective and principal investment strategies The Board of Directors of the Fund unanimously recommends that you vote FOR the proposal. To date, an overwhelming majority of the votes received have been cast in favor of the proposal. There simply have not been a sucient number shares voted to reach the participation level required for quorum. In order for your vote to be represented and the meeting to reach quorum, we must receive your voting instructions. Your voting options for each proposal are For, Against or Abstain. Casting an Abstain vote is neither for nor against the proposals, it is simply showing up for quorum. PLEASE SUBMIT YOUR VOTE TODAY USING ONE OF THE FOLLOWING OPTIONS 1. By Internet Follow the simple instructions on the enclosed proxy card. 2. By Phone Call the toll-free number listed on the enclosed proxy card and follow the simple voice prompts. If you have any questions or need assistance voting your shares, please contact our proxy solicitation firm, Okapi Partners LLC, toll-free at (877) 259-6290 or by email at Verityokapipartners.com. Representatives are available Monday - Friday 900am to 800pm (ET). Thank you for your continued support of the fund and your assistance in this matter.

View Full Filing

View this DEFA14A filing on SEC EDGAR