Apollo Trust Reports Unregistered Equity Sales
| Field | Detail |
|---|---|
| Company | Apollo Origination II (Levered) Capital Trust |
| Form Type | 8-K |
| Filed Date | Sep 15, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: unregistered-sales, equity-securities
TL;DR
Apollo Origination II sold unregistered equity on 9/11.
AI Summary
Apollo Origination II (Levered) Capital Trust filed an 8-K on September 15, 2025, reporting unregistered sales of equity securities that occurred on September 11, 2025. The filing details the company's principal executive offices located at 9 West 57th Street, New York, NY.
Why It Matters
This filing indicates potential new equity issuance by Apollo Origination II, which could impact its capital structure and existing shareholder value.
Risk Assessment
Risk Level: medium — Unregistered sales can sometimes indicate less transparency or different regulatory scrutiny compared to public offerings.
Key Players & Entities
- Apollo Origination II (Levered) Capital Trust (company) — Registrant
- September 11, 2025 (date) — Date of earliest event reported
- September 15, 2025 (date) — Date of Report
- 9 West 57th Street, New York, New York 10019 (location) — Principal Executive Offices
FAQ
What type of equity securities were sold?
The filing states 'Unregistered Sales of Equity Securities' but does not specify the exact type of securities in the provided text.
Were these sales to accredited investors?
The filing mentions 'Unregistered Sales of Equity Securities,' which often implies sales made under exemptions like Regulation D, typically to accredited investors, but this specific detail is not explicitly stated in the provided text.
What is the total dollar amount of the unregistered equity sales?
The provided text does not specify the dollar amount of the unregistered equity sales.
What is the purpose of these unregistered equity sales?
The purpose of the unregistered equity sales is not detailed in the provided text of the 8-K filing.
Has Apollo Origination II previously conducted unregistered sales of equity securities?
The provided text does not contain information about previous unregistered sales by Apollo Origination II.
Filing Stats: 473 words · 2 min read · ~2 pages · Grade level 13.6 · Accepted 2025-09-15 16:17:35
Key Financial Figures
- $0.001 — cial interest in the Company, par value $0.001 (the " Shares "), to certain investors
Filing Documents
- d88102d8k.htm (8-K) — 24KB
- 0001193125-25-203591.txt ( ) — 125KB
- ck0002052152-20250911.xsd (EX-101.SCH) — 3KB
- ck0002052152-20250911_lab.xml (EX-101.LAB) — 16KB
- ck0002052152-20250911_pre.xml (EX-101.PRE) — 10KB
- d88102d8k_htm.xml (XML) — 3KB
From the Filing
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2025 Apollo Origination II (Levered) Capital Trust (Exact Name of Registrant as Specified in its Charter) Delaware 000-56722 33-6481219 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS. Employer Identification No.) 9 West 57th Street New York , New York 10019 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 515-3450 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: None Title of each class Trading Symbol(s) Name of each exchange on which registered Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item3.02. Unregistered Sale of Equity Securities On September 11, 2025, Apollo Origination II (Levered) Capital Trust (the " Company ") issued unregistered common shares of beneficial interest in the Company, par value $0.001 (the " Shares "), to certain investors pursuant to capital drawdown notices issued by the Company and sent to each of such investors. The offer and sale of the Shares was exempt from the registration provisions of the Securities Act of 1933, as amended (the " Securities Act "), pursuant to Section 4(a)(2) of the Securities Act, Regulation D thereunder, and/or Regulation S thereunder. The following table details the amount of Shares sold and consideration therefor: Date of Unregistered Sale Amount of Shares Consideration September 11, 2025 934,579.44 $ 25,000,000 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. APOLLO ORIGINATION II (LEVERED) CAPITAL TRUST Date: September 15, 2025 By: /s/ Kristin M. Hester Name: Kristin M. Hester Title: Chief Legal Officer and Secretary