New Mountain Guardian IV BDC Files 8-K on Equity Sales
| Field | Detail |
|---|---|
| Company | New Mountain Guardian IV Bdc, L.L.C. |
| Form Type | 8-K |
| Filed Date | Sep 18, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $60,394,800, $10.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: unregistered-sales, equity-securities, bdc
TL;DR
BDC sold unregistered equity, filing shows.
AI Summary
New Mountain Guardian IV BDC, L.L.C. filed an 8-K on September 18, 2025, reporting unregistered sales of equity securities and financial statements. The earliest event reported was on September 16, 2025. The company is incorporated in Delaware and its principal executive offices are located at 1633 Broadway, 48th Floor, New York, NY 10019.
Why It Matters
This filing indicates potential new equity issuance by the BDC, which could impact its capital structure and shareholder dilution.
Risk Assessment
Risk Level: medium — Unregistered sales of equity can sometimes indicate a need for capital or potential dilution for existing shareholders.
Key Players & Entities
- New Mountain Guardian IV BDC, L.L.C. (company) — Registrant
- September 16, 2025 (date) — Earliest event reported
- September 18, 2025 (date) — Date of report
- Delaware (jurisdiction) — State of incorporation
- 1633 Broadway, 48th Floor, New York, NY 10019 (address) — Principal executive offices
FAQ
What type of securities were sold in the unregistered offering?
The filing does not specify the type of securities sold in the unregistered offering, only that it pertains to 'Unregistered Sales of Equity Securities'.
Were there any specific dollar amounts associated with the unregistered equity sales?
The provided text does not contain specific dollar amounts related to the unregistered sales of equity securities.
What is the Commission File Number for New Mountain Guardian IV BDC, L.L.C.?
The Commission File Number for New Mountain Guardian IV BDC, L.L.C. is 814-01528.
When was the company incorporated or organized?
The company was incorporated in Delaware.
What is the IRS Employer Identification Number (EIN) for the registrant?
The IRS Employer Identification Number (EIN) for New Mountain Guardian IV BDC, L.L.C. is 88-1377220.
Filing Stats: 568 words · 2 min read · ~2 pages · Grade level 10.2 · Accepted 2025-09-18 16:44:50
Key Financial Figures
- $60,394,800 — s ") for an aggregate offering price of $60,394,800, at a price per Unit equal to $10.00. N
- $10.00 — 0,394,800, at a price per Unit equal to $10.00. No underwriting discounts or commissio
Filing Documents
- nmg4bdc_8k.htm (8-K) — 30KB
- 0001580642-25-006122.txt ( ) — 188KB
- none-20250916.xsd (EX-101.SCH) — 3KB
- none-20250916_lab.xml (EX-101.LAB) — 33KB
- none-20250916_pre.xml (EX-101.PRE) — 22KB
- nmg4bdc_8k_htm.xml (XML) — 3KB
02. Unregistered Sale of Equity Securities
Item 3.02. Unregistered Sale of Equity Securities. On September 16, 2025, New Mountain Guardian IV BDC, L.L.C. (the " Company ") delivered a capital drawdown notice to its investors relating to the sale of 6,039,480 of the Company's units (the " Units ") for an aggregate offering price of $60,394,800, at a price per Unit equal to $10.00. No underwriting discounts or commissions have been or will be paid in connection with the sale of the Units. The sale of the Units is expected to close on September 30, 2025. The sale of the Units described herein was and will be made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to fund drawdowns to purchase the Units up to the amount of its capital commitment on an as-needed basis with a minimum of 10 business days' prior notice to investors. The offer and sale of the Units was exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D thereunder.
Financial Statements and Exhibits
Financial Statements and Exhibits (d) Exhibits. Exhibit No. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. NEW MOUNTAIN Guardian IV BDC, L.L.C. Date: September 18, 2025 By: /s/ Eric Kane Name: Eric Kane Title: Corporate Secretary 2