New Mountain Guardian IV Income Fund Files 8-K
| Field | Detail |
|---|---|
| Company | New Mountain Guardian IV Income Fund, L.L.C. |
| Form Type | 8-K |
| Filed Date | Sep 18, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $40,992,400, $10.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: unregistered-securities, financial-statements, exhibits
TL;DR
NMG4IF filed an 8-K for unregistered equity sales & financials. Keep an eye on this.
AI Summary
On September 16, 2025, New Mountain Guardian IV Income Fund, L.L.C. filed an 8-K report detailing unregistered sales of equity securities. The filing also included financial statements and exhibits. The company, incorporated in Delaware, is located at 1633 Broadway, 48th Floor, New York, NY 10019.
Why It Matters
This 8-K filing indicates that New Mountain Guardian IV Income Fund, L.L.C. has engaged in unregistered sales of equity securities, which could have implications for existing shareholders and regulatory compliance.
Risk Assessment
Risk Level: medium — Filings related to unregistered sales of equity securities can indicate potential dilution or changes in ownership structure, warranting closer examination.
Key Players & Entities
- New Mountain Guardian IV Income Fund, L.L.C. (company) — Registrant
- September 16, 2025 (date) — Date of Earliest Event Reported
- Delaware (jurisdiction) — State of Incorporation
- 1633 Broadway, 48th Floor, New York, New York 10019 (address) — Principal Executive Offices
- 212-720-0300 (phone_number) — Registrant's telephone number
FAQ
What specific type of equity securities were sold unregistered?
The filing indicates 'Unregistered Sales of Equity Securities' as an item, but does not specify the exact type of securities in the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on September 16, 2025.
In which state was New Mountain Guardian IV Income Fund, L.L.C. incorporated?
The company was incorporated in Delaware.
What is the principal executive office address for the registrant?
The principal executive office is located at 1633 Broadway, 48th Floor, New York, New York 10019.
What is the IRS Employer Identification Number for New Mountain Guardian IV Income Fund, L.L.C.?
The IRS Employer Identification Number is 92-0964074.
Filing Stats: 576 words · 2 min read · ~2 pages · Grade level 10.2 · Accepted 2025-09-18 16:41:06
Key Financial Figures
- $40,992,400 — s ") for an aggregate offering price of $40,992,400, at a price per Unit equal to $10.00. N
- $10.00 — 0,992,400, at a price per Unit equal to $10.00. No underwriting discounts or commissio
Filing Documents
- nmg4if_8k.htm (8-K) — 30KB
- 0001580642-25-006121.txt ( ) — 189KB
- none-20250916.xsd (EX-101.SCH) — 3KB
- none-20250916_lab.xml (EX-101.LAB) — 33KB
- none-20250916_pre.xml (EX-101.PRE) — 22KB
- nmg4if_8k_htm.xml (XML) — 3KB
02
Item 3.02. Unregistered Sale of Equity Securities. On September 16, 2025, New Mountain Guardian IV Income Fund, L.L.C. (the " Company ") delivered a capital drawdown notice to its investors relating to the sale of 4,099,240 of the Company's units (the " Units ") for an aggregate offering price of $40,992,400, at a price per Unit equal to $10.00. No underwriting discounts or commissions have been or will be paid in connection with the sale of the Units. The sale of the Units is expected to close on September 30, 2025. The sale of the Units described herein was and will be made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to fund drawdowns to purchase the Units up to the amount of its capital commitment on an as-needed basis with a minimum of 10 business days' prior notice to investors. The offer and sale of the Units was exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) and Rule 506 of Regulation D promulgated thereunder.
Financial Statements and Exhibits
Financial Statements and Exhibits. d) Exhibits. Exhibit Number Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. NEW MOUNTAIN Guardian IV INCOME FUND, L.L.C. Date: September 18, 2025 By: /s/ Eric Kane Name: Eric Kane Title: Corporate Secretary 2