UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2025-09-23T00:00:00.000Z

Sentiment: neutral

Topics: 6-K, disclosure, foreign-issuer

TL;DR

UBS Group AG filed a 6-K on 9/23/25, standard disclosure for foreign issuers.

AI Summary

UBS Group AG filed a Form 6-K on September 23, 2025, reporting information as a foreign private issuer. The filing includes details for both UBS Group AG (Central Index Key: 0001610520) and UBS AG (Central Index Key: 0001114446), both based in Zurich, Switzerland. This report is filed under the 1934 Securities Exchange Act.

Why It Matters

This filing provides updated information to the SEC, ensuring transparency for investors regarding the operations and status of UBS Group AG and its subsidiary UBS AG.

Risk Assessment

Risk Level: low — Form 6-K filings are routine disclosures for foreign private issuers and do not typically contain material non-public information that would significantly alter risk.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers required to be filed pursuant to rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, typically to provide information that the issuer has made or is required to make public in its home country.

Who are the registrants in this filing?

The registrants are UBS Group AG and UBS AG.

What is the filing date of this report?

The filing date is September 23, 2025.

What is the principal executive office address for UBS Group AG?

The principal executive office address for UBS Group AG is Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SEC file number for UBS Group AG?

The SEC file number for UBS Group AG is 1-36764.

From the Filing

0001610520-25-000096.txt : 20250923 0001610520-25-000096.hdr.sgml : 20250923 20250923065603 ACCESSION NUMBER: 0001610520-25-000096 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250923 FILED AS OF DATE: 20250923 DATE AS OF CHANGE: 20250923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251331706 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 251331707 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 newsrelease6k20250923.htm newsrelease6k20250923                       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: September 23, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐   This Form 6-K consists of the news release that immediately follow   this page. Media Relations Tel. +41 44 234 8500 Investor Relations Tel. +41 44 234 4100 UBS Group AG and UBS AG, News Release, 23   September 2025   Page 1 23 September 2025 News Release UBS resolves legacy French tax matter,   pays EUR835 million Zurich, 23 September 2025 - UBS AG is pleased to announce it has   resolved the legacy matter concerning its cross-border business activities in France between 2004 and   2012.   As part of the resolution, UBS AG agreed to pay a fine of EUR730 million and EUR105 million   in civil damages to the French State.   In 2023, the French Supreme Court definitively confirmed the Paris Court of Appeal’s prior decision finding UBS guilty of unlawful client solicitation and aggravated   money laundering but referred the financial penalty and civil damages to be re-assessed by the lower court. The resolution of this legacy case is in line with UBS’s intention to resolve such matters   in the best interests of all its stakeholders. UBS is fully provisioned for the matter.   UBS Group AG and UBS AG Media contact Switzerland   +41 44 234 85 00 UK   +44 207 567 47 14 Americas   +1 212 882 58 58 APAC   +852 297 1 82 00 Investor contact Switzerland   +41 44 234 41 00 Americas   +1 212 882 57 34 www.ubs.com/media This media release contains statements that constitute “forward-looking statements”, including but not limited to management’s outlook for UBS’s financial performance, statements relating to the anticipated effect of transactions and strategic initiatives on UBS’s business a

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