Northern Lights Fund Trust III Proxy Filing

TL;DR

NLFTIII proxy filing for Centerstone funds out 9/23/25.

AI Summary

Northern Lights Fund Trust III filed a DEFA14A on September 23, 2025, regarding proxy materials. The filing pertains to the Centerstone Investors Fund, including Class I (CENTX), Class A (CETAX), and Class C (CENNX) shares. The company is a Delaware statutory trust with its principal business address in Cincinnati, OH.

Why It Matters

This filing provides shareholders of the Centerstone Investors Fund with important information regarding their rights and the governance of the fund, as required by the SEC.

Risk Assessment

Risk Level: low — This is a routine proxy filing and does not indicate any unusual financial or operational risks.

Key Players & Entities

• NORTHERN LIGHTS FUND TRUST III (company) — Registrant
• Centerstone Investors Fund (company) — Underlying Fund
• CENTX (company) — Centerstone Investors Fund Class I Ticker
• CETAX (company) — Centerstone Investors Fund Class A Ticker
• CENNX (company) — Centerstone Investors Fund Class C Ticker
• 225 PICTORIA DRIVE (location) — Business Address Street 1
• CINCINNATI (location) — Business Address City
• OH (location) — Business Address State
• 17605 WRIGHT STREET (location) — Mail Address Street 1
• OMAHA (location) — Mail Address City

FAQ

Filing Documents

• defa14a_nlftiiicenterstone.htm (DEFA14A) — 18KB
• image_002.jpg (GRAPHIC) — 4KB
• image_001.jpg (GRAPHIC) — 129KB
• 0001580642-25-006175.txt ( ) — 203KB
• S000070944
• C000225290 (CENTX)
• C000225291 (CETAX)
• C000225292 (CENNX)

From the Filing

As filed with the Securities and Exchange Commission on September 23, 2025 S ecurities Act File No. 333-178833 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement Definitive Additional Materials o Soliciting Material Pursuant to §240.14a-12 NORTHERN LIGHTS FUND TRUST III (a Delaware statutory trust) (Exact Name of Registrant as Specified in Charter) (Name of Person (s) Filing Proxy Statement, if Other Than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. o Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. ( 1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: o Fee paid previously with preliminary materials: o Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: 1 Shareholder Name Address 1 Address 2 Address 3 YOUR RESPONSE IS REQUESTED Dear Shareholder: We have been trying to contact you about an important matter with your investment in the Centerstone Investors Fund . We would like to speak with you regarding this matter. Please contact us toll-free at 1-800-859-8508 between 9 a.m. and 10 p.m. ET, Monday through Friday, or Saturday between 10 a.m. and 6 p.m. ET. At the time of the call, please reference your investor ID listed below. There is no confidential information required, and the call will only take a moment of your time. Please contact us as soon as possible. Thank you for attending to this request. We deeply appreciate your investment with the Centerstone Investors Fund. Sincerely, Abhay Deshpande Chief Investment Officer INVESTOR ID: 01234567891 Security ID: 12345678 Household ID: 01234567891 THIS LETTER RELATES TO YOUR INVESTMENT IN THE CENTERSTONE INVESTORS FUND https://centerstoneinv.com Centerstone Investors, 228 Park Avenue S, Suite 75938, New York, NY. 10003 1

View Full Filing

View this DEFA14A filing on SEC EDGAR