Forge Global Board Changes Announced

Forge Global Holdings, Inc. 8-K Filing Summary
FieldDetail
CompanyForge Global Holdings, Inc.
Form Type8-K
Filed DateSep 24, 2025
Risk Levellow
Pages1
Reading Time2 min
Key Dollar Amounts$0.0001
Sentimentneutral

Sentiment: neutral

Topics: board-changes, management

TL;DR

Forge Global board shakeup: director out, new one in. Compensatory details also filed.

AI Summary

Forge Global Holdings, Inc. announced on September 22, 2025, a change in its board of directors. Specifically, the company reported the departure of a director and the election of a new director, effective September 23, 2025. The filing also touches upon compensatory arrangements for certain officers.

Why It Matters

Changes in board composition can signal shifts in company strategy or governance, potentially impacting investor confidence and future performance.

Risk Assessment

Risk Level: low — This filing primarily concerns routine board and officer changes, with no immediate financial or operational risks indicated.

Key Players & Entities

  • Forge Global Holdings, Inc. (company) — Registrant
  • September 22, 2025 (date) — Date of earliest event reported
  • September 23, 2025 (date) — Effective date of board changes

FAQ

Who is the departing director from Forge Global's board?

The filing does not specify the name of the departing director.

Who is the newly elected director?

The filing does not specify the name of the newly elected director.

What is the effective date of the board changes?

The board changes are effective as of September 23, 2025.

What other information is included in this 8-K filing?

The filing also addresses compensatory arrangements for certain officers.

What is the principal executive office address for Forge Global?

The principal executive offices are located at 4 Embarcadero Center Floor 15, San Francisco, California, 94111.

Filing Stats: 442 words · 2 min read · ~1 pages · Grade level 12 · Accepted 2025-09-23 17:38:32

Key Financial Figures

  • $0.0001 — ange on which registered Common Stock, $0.0001 par value per share FRGE NYSE Indicat

Filing Documents

From the Filing

forge-20250922 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 4 Embarcadero Center Floor 15 San Francisco, California (Address of principal executive offices) 94111 (Zip Code) (415) 881-1612 (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.0001 par value per share FRGE NYSE Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company o If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Voluntary Forfeiture of RSUs On September 22, 2025, Kelly Rodriques, Chief Executive Officer and a member of the board of directors of Forge Global Holdings, Inc. (the " Company "), voluntarily forfeited all 155,935 restricted stock units (" RSUs ") underlying the RSU grant approved at the Company's 2023 annual meeting of stockholders for no consideration. Mr. Rodriques' decision to forfeit the RSUs will enable the Company to use such shares to attract, motivate, and retain key personnel. SIGNATURE Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Forge Global Holdings, Inc. Date: September 23, 2025 By: /s/ Kelly Rodriques Name: Kelly Rodriques Title: Chief Executive Officer

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