Prospect Floating Rate & Alternative Income Fund Files 8-K
| Field | Detail |
|---|---|
| Company | Prospect Floating Rate & Alternative Income Fund, Inc. |
| Form Type | 8-K |
| Filed Date | Sep 25, 2025 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.03452, $0.04315 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 8-K, other-event
TL;DR
Prospect Floating Rate & Alternative Income Fund filed an 8-K for an 'Other Event' on 9/25/25. Details pending.
AI Summary
Prospect Floating Rate & Alternative Income Fund, Inc. filed an 8-K on September 25, 2025, reporting an "Other Event." The filing does not contain specific details about the event itself, but it confirms the company's reporting status and provides its principal executive office address in New York, NY.
Why It Matters
This filing indicates a material event has occurred for the fund, requiring public disclosure. Investors should look for further filings or announcements to understand the nature and impact of this event.
Risk Assessment
Risk Level: low — The filing itself is routine and does not disclose any negative financial information or significant operational changes.
Key Players & Entities
- Prospect Floating Rate & Alternative Income Fund, Inc. (company) — Registrant
- September 25, 2025 (date) — Date of earliest event reported
- 10 East 40th Street, 42nd Floor, New York, New York 10016 (address) — Principal executive offices
- Maryland (jurisdiction) — State of incorporation
FAQ
What specific event is being reported in this 8-K filing?
The filing states 'Other Events' as the item information but does not provide specific details about the nature of the event.
When was the earliest event reported by Prospect Floating Rate & Alternative Income Fund, Inc.?
The earliest event reported was on September 25, 2025.
What is the principal executive office address for Prospect Floating Rate & Alternative Income Fund, Inc.?
The principal executive offices are located at 10 East 40th Street, 42nd Floor, New York, New York 10016.
In which state was Prospect Floating Rate & Alternative Income Fund, Inc. incorporated?
The company was incorporated in Maryland.
What is the IRS Employer Identification Number (EIN) for the fund?
The EIN for Prospect Floating Rate & Alternative Income Fund, Inc. is 45-2460782.
Filing Stats: 839 words · 3 min read · ~3 pages · Grade level 12.3 · Accepted 2025-09-25 16:44:54
Key Financial Figures
- $0.03452 — are September 26, 2025 October 3, 2025 $0.03452 $0.03452 October 31, 2025 November 7,
- $0.04315 — 3452 October 31, 2025 November 7, 2025 $0.04315 $0.04315 Certain Information About Di
Filing Documents
- pfloat-20250925.htm (8-K) — 29KB
- 0001521945-25-000084.txt ( ) — 160KB
- pfloat-20250925.xsd (EX-101.SCH) — 2KB
- pfloat-20250925_def.xml (EX-101.DEF) — 13KB
- pfloat-20250925_lab.xml (EX-101.LAB) — 23KB
- pfloat-20250925_pre.xml (EX-101.PRE) — 14KB
- pfloat-20250925_htm.xml (XML) — 3KB
01. Other Events
Item 8.01. Other Events. Declaration of Monthly Cash Distributions On September 25, 2025, the Board of Directors of Prospect Floating Rate and Alternative Income Fund, Inc. (the "Company") declared a distribution for the months of September 2025 and October 2025, which reflects a targeted annualized distribution rate of 10.0% based on the net asset value per share for the fourth fiscal quarter ended June 30, 2025. The distributions have a record date as of the close of business of the last Friday of September 2025 and October 2025. The distributions will be payable to stockholders of record as of the monthly record dates set forth below. Record Date Payment Date PFLOAT Class A Common Shares, per share PFLOAT Class I Common Shares, per share September 26, 2025 October 3, 2025 $0.03452 $0.03452 October 31, 2025 November 7, 2025 $0.04315 $0.04315 Certain Information About Distributions The determination of the tax attributes of the Company's distributions is made annually as of the end of the Company's fiscal year based upon its taxable income and distributions paid, in each case, for the full year. Therefore, a determination as to the tax attributes of the distributions made on a weekly, monthly or quarterly basis may not be representative of the actual tax attributes for a full year. The Company intends to update shareholders quarterly with an estimated percentage of its distributions that resulted from taxable ordinary income. The actual tax characteristics of distributions to shareholders will be reported to shareholders annually on a Form 1099-DIV. The payment of future distributions on the Company's common stock is subject to the discretion of the Board of Directors and applicable legal restrictions, and therefore, there can be no assurance as to the amount or timing of any such future distributions. The Company may fund its cash distributions to shareholders from any sources of funds available to it, including offering proceeds, borrowings, net inv
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: September 25, 2025 Prospect Floating Rate and Alternative Income Fund, Inc. By /s/ M. Grier Eliasek M. Grier Eliasek Chief Executive Officer (Principal Executive Officer)