Financial Investors Trust Proxy Filing
| Field | Detail |
|---|---|
| Company | Financial Investors Trust |
| Form Type | DEFA14A |
| Filed Date | Sep 26, 2025 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, fund-filing, sec-filing
Related Tickers: HSPGX, HSPCX, FGROX, FFGRX
TL;DR
FINANCIAL INVESTORS TRUST filed proxy docs, no fee. Shareholders get the scoop.
AI Summary
Financial Investors Trust (DEFA14A) filed a definitive additional materials proxy statement on September 26, 2025. The filing concerns the company's proxy materials, with no fee required for this filing. The trust is incorporated in Delaware and has its fiscal year end on April 30.
Why It Matters
This filing provides shareholders with important information regarding proxy voting, which is crucial for corporate governance and decision-making.
Risk Assessment
Risk Level: low — This is a routine proxy filing (DEFA14A) with no immediate indication of significant financial risk or unusual corporate activity.
Key Players & Entities
- FINANCIAL INVESTORS TRUST (company) — Registrant
- 0001398344-25-018551 (filing_id) — Accession Number
- 20250926 (date) — Filing Date
- DE (state) — State of Incorporation
- 0430 (date) — Fiscal Year End
- 1934 Act (regulation) — SEC Act
- 811-08194 (filing_id) — SEC File Number
- 1290 BROADWAY, SUITE 1000 (address) — Business Address
- DENVER (city) — Business Address City
- CO (state) — Business Address State
FAQ
What type of filing is this DEFA14A?
This is a Definitive Additional Materials filing, as indicated by the filing type and the checkmark next to 'Definitive Additional Materials'.
When was this filing submitted?
The filing was submitted on September 26, 2025.
Is there a fee associated with this filing?
No, the filing indicates 'No fee required'.
What is the fiscal year end for Financial Investors Trust?
The fiscal year end for Financial Investors Trust is April 30 (0430).
What are some of the funds managed by Financial Investors Trust mentioned in the filing?
The filing mentions Emerald Growth Fund with tickers HSPGX (Class A), HSPCX (Class C), FGROX (Institutional Class), and FFGRX (Investor Class).
Filing Stats: 383 words · 2 min read · ~1 pages · Grade level 16.4 · Accepted 2025-09-26 14:49:12
Filing Documents
- fp0095553-1_defa14a.htm (DEFA14A) — 12KB
- 0001398344-25-018551.txt ( ) — 14KB
- S000036390
- C000111287 (HSPGX)
- C000111288 (HSPCX)
- C000111289 (FGROX)
- C000111290 (FFGRX)
From the Filing
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION RE QUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material under Rule14a-12 FINANCIAL INVESTORS TRUST (Name of Registrant as Specified In Its Charter) (Name of Person Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. (1) Title of each class of securities to whom transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11: (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: FINANCIAL INVESTORS TRUST Emerald Growth Fund (the “Fund”) Supplement dated September 25, 2025 to the Prospectus and Statement of Additional Information (“SAI”), each dated August 28, 2025, as supplemented The shareholder meeting previously disclosed to shareholders has been adjourned and will reconvene on November 11, 2025 at the principal executive offices of Financial Investors Trust, located at 1290 Broadway, Suite 1000, Denver, CO 80203, at 10:00 a.m., Mountain Time. At that meeting, shareholders of the Fund as of July 11, 2025 will be asked to consider and vote on an Agreement and Plan of Reorganization with respect to the reorganization of the Fund into a correspondingly named series of a new trust. ***** Please retain this supplement with your Prospectus and