Northern Lights Fund Trust III Proxy Filing
| Field | Detail |
|---|---|
| Company | Northern Lights Fund Trust III |
| Form Type | DEFA14A |
| Filed Date | Sep 30, 2025 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-filing, fund-management, sec-filing
Related Tickers: CENTX, CETAX, CENNX
TL;DR
NLFT III filed proxy docs for Centerstone funds. Vote your shares!
AI Summary
Northern Lights Fund Trust III filed a DEFA14A on September 30, 2025, regarding proxy materials. The filing includes information about the Centerstone Investors Fund, with various share classes like Class I (CENTX), Class A (CETAX), and Class C (CENNX). The trust is incorporated in Delaware and its business address is in Cincinnati, OH.
Why It Matters
This filing provides shareholders of Northern Lights Fund Trust III with important information regarding proxy voting, which is crucial for corporate governance and shareholder rights.
Risk Assessment
Risk Level: low — This is a routine proxy filing for a fund trust and does not indicate any immediate financial distress or unusual risk.
Key Players & Entities
- NORTHERN LIGHTS FUND TRUST III (company) — Registrant
- Centerstone Investors Fund (company) — Fund Name
- CENTX (company) — Ticker Symbol for Centerstone Investors Fund Class I
- CETAX (company) — Ticker Symbol for Centerstone Investors Fund Class A
- CENNX (company) — Ticker Symbol for Centerstone Investors Fund Class C
- 225 PICTORIA DRIVE (dollar_amount) — Business Street Address
- CINCINNATI (dollar_amount) — Business City
- OH (dollar_amount) — Business State
- 631-470-2621 (dollar_amount) — Business Phone
FAQ
What type of filing is this?
This is a DEFA14A filing, which is a Definitive Additional Materials filing for proxy statements.
When was this filing made?
The filing was made on September 30, 2025.
What is the name of the Registrant?
The Registrant is NORTHERN LIGHTS FUND TRUST III.
Which specific funds are mentioned in relation to the trust?
The Centerstone Investors Fund, including Class I (CENTX), Class A (CETAX), and Class C (CENNX) shares, are mentioned.
Where is the business address of the Registrant?
The business address is 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246.
Filing Stats: 424 words · 2 min read · ~1 pages · Grade level 10.4 · Accepted 2025-09-30 10:02:39
Filing Documents
- centerstone_defa14a.htm (DEFA14A) — 14KB
- image_002.gif (GRAPHIC) — 3KB
- image_001.jpg (GRAPHIC) — 129KB
- 0001580642-25-006282.txt ( ) — 198KB
- S000070944
- C000225290 (CENTX)
- C000225291 (CETAX)
- C000225292 (CENNX)
From the Filing
As filed with the Securities and Exchange Commission on September 30, 2025 S ecurities Act File No. 333-178833 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12 NORTHERN LIGHTS FUND TRUST III (a Delaware statutory trust) (Exact Name of Registrant as Specified in Charter) ____________________________________________ (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total Fee Paid: [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1)Amount Previously Paid: (2)Form, Schedule or Registration (3)Filing Party: (4)Date Filed: Shareholder Name Address 1 Address 2 Address 3 PLEASE CALL US TODAY Dear Shareholder: We still need your help. We have been trying to contact you about an important matter with your investment in the Centerstone Investors Fund . Please contact us toll-free at 1-800-859-8508 between 9 a.m. and 10 p.m. ET, Monday through Friday, or Saturday between 10 a.m. and 6 p.m. ET. Please contact us as soon as possible. We deeply appreciate your investment with the Centerstone Investors Fund. Sincerely, Abhay Deshpande Chief Investment Officer INVESTOR ID: 01234567891 Security ID: 12345678 Household ID: 01234567891 THIS LETTER RELATES TO YOUR INVESTMENT IN THE CENTERSTONE INVESTORS FUND centerstoneinv.com Centerstone Investors, 228 Park Avenue S, Suite 75938, New York, NY. 10003