LiveOne Faces Delisting Concerns
Ticker: LVO · Form: 8-K · Filed: Oct 1, 2025 · CIK: 1491419
Sentiment: bearish
Topics: delisting, listing-standards, regulatory
TL;DR
LiveOne might get kicked off the exchange, filing shows.
AI Summary
LiveOne, Inc. filed an 8-K on October 1, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard, with the earliest event date being September 25, 2025. The company, formerly known as LiveXLive Media, Inc., is incorporated in Delaware and headquartered in Beverly Hills, California.
Why It Matters
This filing indicates potential issues with LiveOne's compliance with stock exchange listing requirements, which could lead to its shares being delisted.
Risk Assessment
Risk Level: high — A notice of delisting or failure to meet listing standards poses a significant risk to the company's stock trading status and investor confidence.
Key Players & Entities
- LiveOne, Inc. (company) — Registrant
- LiveXLive Media, Inc. (company) — Former company name
- September 25, 2025 (date) — Earliest event date
- October 1, 2025 (date) — Filing date
- Beverly Hills, CA (location) — Principal executive offices
FAQ
What specific listing rule or standard has LiveOne, Inc. failed to satisfy?
The filing does not specify the exact rule or standard that LiveOne, Inc. has failed to satisfy, only that a notice of delisting or failure to satisfy a continued listing rule or standard has been issued.
What is the earliest event date reported in this 8-K filing?
The earliest event date reported in this 8-K filing is September 25, 2025.
When was this 8-K form filed with the SEC?
This 8-K form was filed with the SEC on October 1, 2025.
What was LiveOne, Inc.'s former company name?
LiveOne, Inc.'s former company name was LiveXLive Media, Inc.
Where are LiveOne, Inc.'s principal executive offices located?
LiveOne, Inc.'s principal executive offices are located at 269 South Beverly Drive, Suite 1450, Beverly Hills, CA 90212.
Filing Stats: 1,096 words · 4 min read · ~4 pages · Grade level 13.7 · Accepted 2025-10-01 17:15:46
Key Financial Figures
- $0.001 — nge on which registered Common stock, $0.001 par value per share LVO The NASDAQ
- $1.00 — common stock having closed at less than $1.00 per share over the then previous 30 con
Filing Documents
- ea0259686-8k_liveone.htm (8-K) — 29KB
- 0001213900-25-094771.txt ( ) — 191KB
- lvo-20250925.xsd (EX-101.SCH) — 3KB
- lvo-20250925_lab.xml (EX-101.LAB) — 33KB
- lvo-20250925_pre.xml (EX-101.PRE) — 22KB
- ea0259686-8k_liveone_htm.xml (XML) — 4KB
01 Notice of Delisting or Failure to
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously reported, on March 28, 2025, the staff (the "Staff") of the Listing Qualifications Department of The Nasdaq Stock Market, LLC ("Nasdaq") notified LiveOne, Inc. (the "Company") that the listing of the Company's shares of common stock, $0.001 par value per share (the "common stock"), was not in compliance with Nasdaq Listing Rule 5550(a)(2) as a result of the bid price of the Company's common stock having closed at less than $1.00 per share over the then previous 30 consecutive business days (the "Bid Price Rule"). On September 25, 2025, the Company received a delist determination letter from the Staff advising the Company that the Staff had determined that the Company did not regain compliance with the Bid Price Rule by the September 24, 2025 deadline, and that the Company was not eligible for a second 180 day extension period due to the Company not meeting the minimum stockholders' equity initial listing requirement for The Nasdaq Capital Market. Accordingly, unless the Company requested an appeal of this determination by October 2, 2025, the Staff had determined that the Company's securities will be scheduled for delisting from The Nasdaq Capital Market. As a result of effecting the Reverse Stock Split (as defined below) and timely filing the Appeal (as defined below), the Company fully expects to regain compliance with the Bid Price Rule and to continue to trade on The Nasdaq Capital Market under the symbol "LVO". On September 25, 2025, the Company timely appealed the Staff's delisting determination (the "Appeal") by submitting a hearing request to the Nasdaq Hearings Panel (the "Panel"), which request automatically stays the delisting of the Company's common stock by the Staff at least until the hearing process concludes and any extension granted by the Panel expires. In the interim, the Company's common stock will continue to trade on
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LIVEONE, INC. Dated: October 1, 2025 By: /s/ Ryan Carhart Name: Ryan Carhart Title: Chief Financial Officer 2