UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2025-10-01T00:00:00.000Z

Sentiment: neutral

Topics: regulatory-filing, foreign-private-issuer, ubs

TL;DR

UBS Group AG filed its Q3 2025 6-K, check for updates.

AI Summary

UBS Group AG filed a Form 6-K on October 1, 2025, reporting information as of September 30, 2025. The filing includes details for both UBS Group AG (Central Index Key: 0001610520) and UBS AG (Central Index Key: 0001114446), both based in Zurich, Switzerland. This report is filed under the 1934 Securities Exchange Act.

Why It Matters

This filing provides updated information for investors and regulatory bodies regarding UBS Group AG's status as of the end of the third quarter of 2025.

Risk Assessment

Risk Level: low — This is a routine filing providing updated corporate information and does not contain significant new financial or operational disclosures that would inherently increase risk.

Key Numbers

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is filed by foreign private issuers to report information that they have made or are required to make public in their home country, or that they have filed or are required to file with a stock exchange on which they are traded.

Who are the registrants in this filing?

The registrants are UBS Group AG and UBS AG.

What is the principal executive office address for UBS Group AG?

The principal executive office address for UBS Group AG is Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SEC file number for UBS Group AG?

The SEC file number for UBS Group AG is 001-36764.

What is the SIC code listed for UBS Group AG?

The Standard Industrial Classification (SIC) code listed for UBS Group AG is 6021, which corresponds to National Commercial Banks.

From the Filing

0001610520-25-000099.txt : 20251001 0001610520-25-000099.hdr.sgml : 20251001 20251001092936 ACCESSION NUMBER: 0001610520-25-000099 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250930 FILED AS OF DATE: 20251001 DATE AS OF CHANGE: 20251001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251362730 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 251362731 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 tbtfpresotext6k202510.htm tbtfpresotext6k202510                     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 1, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐ This Form 6-K consists of the speech and Q&A transcripts of the presentation   that took place on September 30, 2025, that immediately follow this page.     1 UBS’s response to 6 June 2025 Capital Adequacy Ordinance (CAO) consultation 30 September 2025 Speeches by Sergio P.   Ermotti , Group Chief Executive Officer,   and Todd   Tuckner , Group Chief Financial   Officer Including analyst   Q&A session Transcript. Presentation and webcast   replay is available   at www.ubs.com/presentations Sergio P.   Ermotti Slide 2 – Key messages Thank you, Sarah and good morning,   everyone.   Today   we   would   like   to   briefly   highlight   key   points   from   our   submission   to   the   Capital   Adequacy   Ordinance consultation.   We   want   to   contribute   to   an   informed   discussion   based   on   facts   and   I   remain   hopeful   for   the   adoption   of   a reasonable solution – one that ultimately benefits all of   the stakeholders, including Switzerland.   We believe our submission   is comprehensive, so   we will keep   our remarks short   as the purpose   of this call   is to take questions or provide clarifications on our position. With respect   to the   proposal to fully   deduct investments   in foreign subsidiaries   from CET1 capital,   we will   comment in more detail at the end of the consultation period   which began last week.   To   re-iterate wh

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