Locorr Futures Portfolio Fund Reports Unregistered Equity Sale
| Field | Detail |
|---|---|
| Company | Locorr Futures Portfolio Fund L.P. |
| Form Type | 8-K |
| Filed Date | Oct 2, 2025 |
| Risk Level | medium |
| Pages | 1 |
| Reading Time | 1 min |
| Key Dollar Amounts | $33,000.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: unregistered-sale, equity-securities, 8-K
TL;DR
Locorr Futures Portfolio Fund did an unregistered equity sale on Oct 1st.
AI Summary
On October 1, 2025, LOCORR FUTURES PORTFOLIO FUND, LIMITED PARTNERSHIP filed an 8-K report detailing an unregistered sale of equity securities. The filing was made on October 2, 2025, and pertains to the fund's operations as a limited partnership incorporated in Maryland.
Why It Matters
This filing indicates a transaction involving equity securities that was not registered with the SEC, which could have implications for investors regarding transparency and regulatory oversight.
Risk Assessment
Risk Level: medium — Unregistered sales of equity securities can sometimes indicate less transparency or unique circumstances that may carry higher risk for investors.
Key Numbers
- 000-50728 — SEC File Number (Identifies the specific SEC filing for the registrant.)
- 52-1627106 — IRS Employer Identification No. (Tax identification number for the fund.)
Key Players & Entities
- LOCORR FUTURES PORTFOLIO FUND, LIMITED PARTNERSHIP (company) — Registrant
- Steben & Company, LLC (company) — Administrative Office
- October 1, 2025 (date) — Date of earliest event reported
- October 2, 2025 (date) — Filing date
- Maryland (location) — State of Incorporation
FAQ
What specific type of equity security was sold in this unregistered offering?
The filing does not specify the exact type of equity security involved in the unregistered sale.
Who were the purchasers of these unregistered equity securities?
The filing does not disclose the identity of the purchasers of the unregistered equity securities.
What was the total dollar amount of the unregistered equity securities sold?
The filing does not provide a specific dollar amount for the unregistered sale of equity securities.
What is the reason for conducting an unregistered sale of equity securities?
The filing does not explicitly state the reason for the unregistered sale of equity securities.
Are there any ongoing legal or regulatory proceedings related to this unregistered sale?
The filing does not mention any ongoing legal or regulatory proceedings related to this unregistered sale.
Filing Stats: 365 words · 1 min read · ~1 pages · Grade level 13.9 · Accepted 2025-10-02 10:57:14
Key Financial Figures
- $33,000.00 — ass A Units sold on October 1, 2025 was $33,000.00 in cash. The Units were issued by the F
Filing Documents
- fpf202510.htm (8-K) — 5KB
- 0000861441-25-000005.txt ( ) — 6KB
02 Unregistered Sales of Equity Securities
Item 3.02 Unregistered Sales of Equity Securities On October 1, 2025, LoCorr Futures Portfolio Fund, Limited Partnership (the "Registrant" or "Fund") sold limited partnership interests ("Units") to new and/or existing limited partners of Registrant in transactions that were not registered under the Securities Act of 1933, as amended (the "Securities Act"). The aggregate consideration for Class A Units sold on October 1, 2025 was $33,000.00 in cash. The Units were issued by the Fund in reliance upon an exemption from registration under the Securities Act set forth in Section 4(2) of the Securities Act, as transactions not constituting a public offering of securities because the Units were issued privately pursuant to Rule 506 of SEC Regulation D without general solicitation or advertising.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LoCorr Futures Portfolio Fund, Limited Partnership By: Steben & Company, LLC General Partner Date: October 1, 2025 By: /s/ Jon C. Essen Jon C. Essen Chief Financial Officer of the General Partner