Global Water Resources Files 8-K on Agreements and Equity Sales
Ticker: GWRS · Form: 8-K · Filed: Oct 6, 2025 · CIK: 1434728
Sentiment: neutral
Topics: material-agreement, equity-sale
Related Tickers: GWRS
TL;DR
GWRS filed an 8-K: material definitive agreement + unregistered equity sales on Sept 30.
AI Summary
Global Water Resources, Inc. filed an 8-K on October 6, 2025, reporting on events that occurred on September 30, 2025. The filing indicates an entry into a material definitive agreement and unregistered sales of equity securities. The company is incorporated in Delaware and headquartered in Phoenix, Arizona.
Why It Matters
This filing signals significant corporate actions, including new agreements and the issuance of equity, which could impact the company's financial structure and future operations.
Risk Assessment
Risk Level: medium — The filing involves material definitive agreements and unregistered sales of equity, which can carry inherent risks related to deal terms and dilution.
Key Players & Entities
- Global Water Resources, Inc. (company) — Registrant
- September 30, 2025 (date) — Date of earliest event reported
- October 6, 2025 (date) — Date of Report
- Delaware (jurisdiction) — State of incorporation
- Phoenix, Arizona (location) — Principal executive offices
FAQ
What type of material definitive agreement did Global Water Resources, Inc. enter into?
The filing indicates an entry into a material definitive agreement, but the specific details of the agreement are not provided in the provided text.
What was the nature of the unregistered sales of equity securities?
The filing states there were unregistered sales of equity securities, but the specifics of the sale, such as the amount or price, are not detailed in the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on September 30, 2025.
What is the principal executive office address for Global Water Resources, Inc.?
The principal executive offices are located at 21410 N. 19th Avenue #220, Phoenix, Arizona 85027.
What is the company's fiscal year end?
The company's fiscal year ends on December 31.
Filing Stats: 807 words · 3 min read · ~3 pages · Grade level 10.7 · Accepted 2025-10-06 17:18:46
Key Financial Figures
- $0.01 — ich registered Common Stock, par value $0.01 per share GWRS The NASDAQ Stock Market,
- $10.30 — alue" of the Company's common stock) of $10.30 per share, which was equal to the conso
- $13.1 million — gregate purchase price of approximately $13.1 million. The Securities Purchase Agreement incl
Filing Documents
- gwrs-20250930.htm (8-K) — 33KB
- gwrs-securitiespurchaseagr.htm (EX-10.1) — 107KB
- 0001628280-25-044355.txt ( ) — 299KB
- gwrs-20250930.xsd (EX-101.SCH) — 2KB
- gwrs-20250930_def.xml (EX-101.DEF) — 14KB
- gwrs-20250930_lab.xml (EX-101.LAB) — 25KB
- gwrs-20250930_pre.xml (EX-101.PRE) — 15KB
- gwrs-20250930_htm.xml (XML) — 3KB
01 Entry into a Material Definitive Agreement
Item 1.01 Entry into a Material Definitive Agreement. On September 30, 2025, Global Water Resources, Inc. (the "Company") entered into a securities purchase agreement (the "Securities Purchase Agreement") with the purchasers identified on the signature pages thereto (collectively, the "Purchasers") for the issuance and sale by the Company of an aggregate of 1,270,572 shares of the Company's common stock (the "Shares") to the Purchasers in an offering (the "Private Placement") exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder. Each of the Purchasers is an "accredited investor" as defined in Rule 501(a) under the Securities Act. The Purchasers included, among others, Levine Investments Limited Partnership ("LILP") and Andrew M. Cohn. The general partner of LILP is Keim Inc. ("Keim"). Jonathan L. Levine, a member of the Company's board of directors, is a limited partner of LILP, owns 50% of the voting shares of Keim and is a director and President of Keim. Mr. Levine is also a significant stockholder (through LILP) of the Company. Mr. Cohn, a member of the Company's board of directors, is the Director of Real Estate for LILP and a significant stockholder of the Company. LILP, Mr. Levine and Mr. Cohn are parties to that certain standstill agreement previously entered into with the Company on March 19, 2021, as described in the Company's Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on March 24, 2021. Pursuant to the Securities Purchase Agreement, the Purchasers purchased the Shares at a purchase price (determined in accordance with Nasdaq rules relating to the "market value" of the Company's common stock) of $10.30 per share, which was equal to the consolidated closing bid price reported by Nasdaq immediately preceding the time the Company entered into the Securities Purchase Agreement, for an aggregate purchase price of approxi
02 Unregistered Sales of Equity Securities
Item 3.02 Unregistered Sales of Equity Securities. The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 10.1 Securities Purchase Agreement, dated September 30 , 2025, by and among Global Water Resources, Inc. and the purchasers party thereto 104 Cover Page Interactive Data File (formatted as Inline XBRL)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GLOBAL WATER RESOURCES, INC. Date: October 6, 2025 /s/ Michael J. Liebman Michael J. Liebman Chief Financial Officer