American Resources Corp. Files 8-K with Material Agreements

Ticker: AREC · Form: 8-K · Filed: Oct 14, 2025 · CIK: 1590715

Sentiment: neutral

Topics: material-agreement, equity-sale, corporate-action

TL;DR

ARC filed an 8-K on 10/13/25 detailing material agreements and equity sales.

AI Summary

On October 13, 2025, American Resources Corp. entered into a material definitive agreement. The company also reported on unregistered sales of equity securities and other events. This filing includes financial statements and exhibits.

Why It Matters

This 8-K filing indicates significant corporate actions and potential financial developments for American Resources Corp., requiring investor attention.

Risk Assessment

Risk Level: medium — Material definitive agreements and unregistered equity sales can signal significant operational or financial changes that may impact the company's stock.

Key Players & Entities

FAQ

What is the nature of the material definitive agreement entered into by American Resources Corp. on October 13, 2025?

The filing indicates the entry into a material definitive agreement, but the specific details of this agreement are not provided in the provided text.

What type of equity securities were sold in the unregistered sales reported by American Resources Corp.?

The filing mentions 'Unregistered Sales of Equity Securities' and lists 'ClassACommonMember' and 'WarrantsMember' as related to October 13, 2025, but does not specify the exact nature or quantity of securities sold.

What are the 'Other Events' reported by American Resources Corp. in this 8-K filing?

The filing lists 'Other Events' as an item information category, but the specific details of these events are not elaborated in the provided text.

When was American Resources Corp. incorporated, and in which state?

American Resources Corp. was incorporated in Florida.

What is the SIC code for American Resources Corp.?

The Standard Industrial Classification (SIC) code for American Resources Corp. is 1220, which corresponds to BITUMINOUS COAL & LIGNITE MINING.

Filing Stats: 1,026 words · 4 min read · ~3 pages · Grade level 11.7 · Accepted 2025-10-14 08:39:35

Key Financial Figures

Filing Documents

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement. Securities Purchase Agreements On October 13, 2025, American Resources Corporation, a Florida corporation (the "Company") entered into securities purchase agreements (the "Securities Purchase Agreements") with certain investors (the "Purchasers") pursuant to which the Company agreed to sell and issue to the Purchasers in a private placement offering (the "Offering") an aggregate of 9,480,282 shares of common stock, par value $0.001 per share (the "Common Stock"), of the Company at an offering price of $3.55 per share. Maxim Group LLC ("Maxim") acted as the sole placement agent in connection with the Offering. The Common Stock, is being offered in reliance upon the exemption from the registration requirement of the Securities Act of 1933, as amended (the "Securities Act"), pursuant to Section 4(a)(2) thereof and/or Rule 506(b) of Regulation D promulgated thereunder, and applicable state securities laws. The issuance of the Common Stock, have not been registered under the Securities Act and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act and any applicable state securities laws. The Company intends to use the proceeds for working capital purposes. The Offering is anticipated to close on or about October 15, 2025. In connection with the Offering, the Company's directors and executive officers have entered into lock-up agreements for a period of [sixty (60)] after the closing of the Offering, subject to limited exceptions. The foregoing description of the Securities Purchase Agreements and Lock-Up Agreement do not purport to be complete and are qualified in their entirety by references to the full text of the Securities Purchase Agreements and Lock-Up Agreement, respectively, which are filed as Exhibits 10.1 and 10.2, to this Current Report, and incorporated by reference herein. Placement Agency Agreement The Co

02 Unregistered Sale of Equity Securities

Item 3.02 Unregistered Sale of Equity Securities. The information contained above in Item 1.01 relating to the issuance of the shares of Common Stock is hereby incorporated by reference into this Item 3.02. Neither this Current Report on Form 8-K nor any exhibit attached hereto is an offer to sell or the solicitation of an offer to buy shares of Common Stock or other securities of the Company.

01 Other Events

Item 8.01 Other Events. On October 13, 2025, the Company issued a press release announcing the Offering. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated into this Item 8.01 by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 10.1 Form of Securities Purchase Agreement, dated as of October [__], 2025, between American Resources Corporation and each Purchaser (as defined therein). 10.2 Form of Lock-Up Agreement, dated as of October [__], 2025, between American Resources Corporation and each signatory thereto 10.3 Placement Agency Agreement, dated October [__], 2025, between American Resources Corporation and Maxim Partners, LLC. 99.1 Press Release dated October [__], 2025. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). * Certain identified information in the exhibit has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to Mill City Ventures III, Ltd. if publicly disclosed. 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: October 13, 2025 American Resources Corporation By: /s/ Mark C. Jensen Name: Mark C. Jensen Title: Chief Executive Officer 3

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