Rafael Holdings Files 8-K on Officer/Director Changes
Ticker: RFL · Form: 8-K · Filed: Oct 28, 2025 · CIK: 1713863
Sentiment: neutral
Topics: leadership-change, officer-appointment, director-election, compensation
Related Tickers: RFL
TL;DR
Rafael Holdings 8-K: Leadership changes and executive compensation updates filed.
AI Summary
Rafael Holdings, Inc. filed an 8-K on October 28, 2025, reporting events as of October 23, 2025. The filing pertains to the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. It also includes financial statements and exhibits.
Why It Matters
This filing indicates potential shifts in the company's leadership and governance structure, which could impact strategic direction and operational oversight.
Risk Assessment
Risk Level: medium — Changes in directors or officers can signal internal shifts that may affect company strategy or stability.
Key Players & Entities
- Rafael Holdings, Inc. (company) — Registrant
- October 23, 2025 (date) — Earliest event reported
- October 28, 2025 (date) — Date of report
FAQ
What specific changes occurred regarding directors or officers?
The filing indicates events related to the 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers'.
Are there any details on new compensatory arrangements?
Yes, the filing covers 'Compensatory Arrangements of Certain Officers'.
What is the primary business of Rafael Holdings, Inc.?
Rafael Holdings, Inc. is in the Pharmaceutical Preparations industry (SIC code 2834).
When is the company's fiscal year end?
The company's fiscal year ends on July 31.
What is the filing date of this Current Report?
The filing date of this Current Report is October 28, 2025.
Filing Stats: 702 words · 3 min read · ~2 pages · Grade level 8.5 · Accepted 2025-10-28 16:11:34
Key Financial Figures
- $0.01 — tered Class B common stock, par value $0.01 per share RFL New York Stock Exchan
Filing Documents
- ea0262764-8k_rafael.htm (8-K) — 36KB
- ea026276401ex99-1_rafael.htm (EX-99.1) — 11KB
- ex99-1_001.jpg (GRAPHIC) — 3KB
- ex99-1_002.jpg (GRAPHIC) — 4KB
- 0001213900-25-103087.txt ( ) — 265KB
- rfl-20251023.xsd (EX-101.SCH) — 4KB
- rfl-20251023_def.xml (EX-101.DEF) — 26KB
- rfl-20251023_lab.xml (EX-101.LAB) — 36KB
- rfl-20251023_pre.xml (EX-101.PRE) — 25KB
- ea0262764-8k_rafael_htm.xml (XML) — 5KB
02 Departure
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (d) On October 23, 2025, Alan Grayson was elected as a director of Rafael Holdings, Inc. (the "Company") and as a member of the Company's Board of Directors Compensation, Corporate Governance and Nominating committees, and Markus Sieger, a current director of the Company, was elected as a member, and Chairman, of the audit committee. The appointments to the Board and the committees fill vacancies created by the recent passing of Stephen Greenberg. Alan Grayson, age 67. Mr. Grayson was a Member of Congress from 2009 to 2011 and 2013 to 2017. In his first term, he served on the Financial Services Committee. Other than Mr. Grayson's years as a member of Congress, Mr. Grayson has been a government contracts and whistleblower attorney as a solo practitioner and with Grayson & Associates, P.C. and Grayson, Kubli & Hoffman, P.C. since 1991. From 1990-1991, Mr. Grayson served as President of IDT Corporation. Mr. Grayson worked as a court law clerk from 1983 to 1985, working with Judges Ruth Bader Ginsburg and Antonin Scalia. From 1985 to 1990, Mr. Grayson worked as a government contracts attorney at Fried Frank Harris Shriver and Jacobson. In 1986, Mr. Grayson co-founded the Alliance for Aging Research, and served as an officer for more than twenty years.. In 1978, Mr. Grayson received a B.A. (high honors) from Harvard College, and a J.D. (with honors) and a M.P.P from Harvard University in 1983. A copy of the October 28, 2025, press release relating to the above events is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Document 99.1 Press Release, dated October 28, 2025. 104 Cover Page Interactive Data File, formatted in Inline XBRL document. 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RAFAEL HOLDINGS, INC. By: /s/ David Polinsky Name: David Polinsky Title: Chief Financial Officer Dated: October 28, 2025 2 EXHIBIT INDEX Exhibit No. Document 99.1 Press Release, dated October 28, 2025. 104 Cover Page Interactive Data File, formatted in Inline XBRL document. 3