Caterpillar Inc. Files 8-K on Financials

Ticker: CAT · Form: 8-K · Filed: 2025-10-29T00:00:00.000Z

Sentiment: neutral

Topics: financial-reporting, debt

Related Tickers: CAT

TL;DR

CAT filed an 8-K on Oct 29th detailing financials, including common stock and 2035 debentures.

AI Summary

Caterpillar Inc. filed an 8-K on October 29, 2025, reporting on its financial condition and results of operations. The filing includes financial statements and exhibits, with the earliest event reported as October 28, 2025. Key financial instruments mentioned include common stock and debentures due September 15, 2035.

Why It Matters

This filing provides investors with an update on Caterpillar's financial performance and condition, which can influence investment decisions and stock valuation.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of financial information and does not indicate any immediate or significant risks.

Key Players & Entities

FAQ

What specific financial information is being reported in this 8-K filing?

The filing reports on Results of Operations and Financial Condition, and includes Financial Statements and Exhibits.

When was the earliest event reported in this filing?

The earliest event reported was on October 28, 2025.

What is Caterpillar Inc.'s state of incorporation and IRS Employer Identification Number?

Caterpillar Inc. is incorporated in Delaware and its IRS Employer Identification Number is 37-0602744.

What are the principal executive offices of Caterpillar Inc.?

The principal executive offices are located at 5205 N. O'Connor Blvd., Suite 100, Irving, Texas 75039.

What specific financial instruments are mentioned in the filing details?

The filing details mention common stock and debentures due September 15, 2035.

From the Filing

0000018230-25-000043.txt : 20251029 0000018230-25-000043.hdr.sgml : 20251029 20251029063245 ACCESSION NUMBER: 0000018230-25-000043 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 20251029 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20251029 DATE AS OF CHANGE: 20251029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology EIN: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 251426700 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 cat-20251029.htm 8-K cat-20251029 0000018230 false 0000018230 2025-10-28 2025-10-28 0000018230 us-gaap:CommonStockMember 2025-10-28 2025-10-28 0000018230 cat:A5.3DebenturesDueSeptember152035Member 2025-10-28 2025-10-28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2025 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 1-768 37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.) 5205 N. O'Connor Blvd., Suite 100, Irving, Texas 75039 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (972) 891-7700 Former name or former address, if changed since last report: N/A ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 2.02. Results of Operations and Financial Condition. On October 29, 2025, Caterpillar Inc. issued a press release reporting its financial results for the quarter ended September 30, 2025. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this Item 2.02 by reference. Item 7.01. Regulation FD Disclosure . Caterpillar Inc. is furnishing supplemental information concerning (i) retail sales of machines to end users and (ii) retail sales of power systems (including reciprocating and turbine eng

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