UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2025-10-30T00:00:00.000Z

Sentiment: neutral

Topics: 6-K, foreign-private-issuer, sec-filing

TL;DR

UBS Group AG filed a 6-K, standard foreign issuer update.

AI Summary

On October 30, 2025, UBS Group AG filed a Form 6-K. This report is for foreign private issuers and is filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934. The filing includes information related to UBS AG, with Commission File Number 1-15060, and UBS Group AG, with Commission File Number 1-36764.

Why It Matters

This filing provides routine updates for foreign private issuers, offering transparency into their ongoing reporting obligations with the SEC.

Risk Assessment

Risk Level: low — This is a routine filing for a foreign private issuer and does not appear to contain significant new financial or operational information.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to provide information that the issuer makes or is required to make public in its home country, files or is required to file with a stock exchange, or distributes or is required to distribute to its security holders.

Who are the registrants for this filing?

The registrants for this filing are UBS Group AG (Commission File Number: 1-36764) and UBS AG (Commission File Number: 1-15060).

What is the filing date of this report?

The filing date of this report is October 30, 2025.

Where are the principal executive offices of UBS Group AG located?

The principal executive offices of UBS Group AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SIC code for UBS Group AG and UBS AG?

The Standard Industrial Classification (SIC) code for both UBS Group AG and UBS AG is 6021, which corresponds to National Commercial Banks.

From the Filing

0001193125-25-257494.txt : 20251030 0001193125-25-257494.hdr.sgml : 20251030 20251030080331 ACCESSION NUMBER: 0001193125-25-257494 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20251030 FILED AS OF DATE: 20251030 DATE AS OF CHANGE: 20251030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 251432303 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251432304 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 6-K 1 d92145d6k.htm 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: October 30, 2025 UBS Group AG (Registrant’s Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive offices) Commission File Number: 1-36764 UBS AG (Registrant’s Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland (Address of principal executive offices) Commission File Number: 1-15060 Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F  ☒     Form 40-F  ☐ This Form 6-K consists of the media release announcing the commencement of tender offers for seven series of UBS’s outstanding notes, which appears immediately following this page. The information contained in this Report on Form 6-K does not constitute an offer to purchase the notes. Holders of the notes should refer to the Offer to Purchase dated October 30, 2025, available from D.F. King & Co., Inc., the information agent for the tender offers. Investor Relations Tel. +41-44-234 41 00 Media Relations Tel. +41-44-234 84 00 30 October 2025 Ad hoc announcement pursuant to Article 53 of the SIX Exchange Regulation Listing Rules News Release UBS Announces Cash Tender Offers for Debt Securities Zurich, 30 October 2025 – UBS Group AG and UBS AG, acting through its Stamford branch (each an “Offeror” and together the “Offerors”) announce today that they are commencing seven concurrent and separate offers (each, an “Offer” and collectively, the “Offers”) to purchase outstanding notes of the series listed in the table below (collectively, the “Notes”) upon the terms and subject to the conditions set forth in the offer to purchase dated October 30, 2025 (the “Offer to Purchase”) and the accompanying notice of guaranteed delivery (the “Notice of Guaranteed Delivery” and, together with the Offer to Purchase, the “Tender Offer Documents”). References herein to “UBS” are references to UBS Group AG together with its consolidated subsidiaries (including UBS AG). Capitalized terms used and not otherwise defined in this announcement have the meanings given in the Offer to Purchase. The following table sets forth the Notes and the key economic terms of the Offers: Acceptance Priority Level (1) Title of Security CUSIP/ISIN Issue

View on Read The Filing