urban-gro, Inc. Faces Delisting Concerns

Ticker: UGRO · Form: 8-K · Filed: 2025-10-31T00:00:00.000Z

Sentiment: bearish

Topics: delisting, listing-standards, compliance

TL;DR

URBAN-GRO might get delisted - big trouble ahead.

AI Summary

urban-gro, Inc. filed an 8-K on October 31, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard, with the date of the earliest event reported as October 30, 2025. The company is incorporated in Delaware and headquartered in Lafayette, Colorado.

Why It Matters

This filing indicates potential issues with urban-gro, Inc.'s compliance with stock exchange listing requirements, which could impact its stock's tradability and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards is a significant negative event that can lead to severe consequences for the company's stock.

Key Players & Entities

FAQ

What specific listing rule or standard has urban-gro, Inc. failed to satisfy?

The filing does not specify the exact rule or standard that urban-gro, Inc. has failed to satisfy, only that a notice has been issued.

What is the date of the earliest event reported in this 8-K filing?

The earliest event reported is dated October 30, 2025.

When was this 8-K filing submitted to the SEC?

This 8-K filing was submitted on October 31, 2025.

Where are urban-gro, Inc.'s principal executive offices located?

The principal executive offices of urban-gro, Inc. are located at 1751 Panorama Point, Unit G, Lafayette, Colorado 80026.

What is the Commission File Number for urban-gro, Inc.?

The Commission File Number for urban-gro, Inc. is 001-39933.

From the Filing

0001213900-25-104384.txt : 20251031 0001213900-25-104384.hdr.sgml : 20251031 20251031080032 ACCESSION NUMBER: 0001213900-25-104384 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20251030 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20251031 DATE AS OF CHANGE: 20251031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] ORGANIZATION NAME: 07 Trade & Services EIN: 465158469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39933 FILM NUMBER: 251437967 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 8-K 1 ea0263369-8k_urbangro.htm CURRENT REPORT false 0001706524 0001706524 2025-10-30 2025-10-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM  8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported):  October 30, 2025   URBAN-GRO, INC. (Exact name of registrant as specified in its charter)   Delaware (State or other jurisdiction of incorporation)   001-39933   46-5158469 (Commission File Number)   (IRS Employer Identification No.)   1751 Panorama Point , Unit G Lafayette , Colorado 80026 (Address and Zip Code of principal executive offices)   ( 720 ) 390-3880 (Registrant’s telephone number, including area code)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of exchange on which registered Common stock, par value $0.001 per share   UGRO   The Nasdaq Stock Market LLC   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company  ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing   As previously reported, on October 14, 2025, urban-gro, Inc. (the “Company”) attended a hearing before a Nasdaq Hearings Panel (the “Panel”) in connection with a determination letter that the Company received from the Nasdaq Listing Qualifications Department on August 28, 2025 due to the Company’s non-compliance with (i) Nasdaq Listing Rule 5550(a)(2) due to the Company’s common stock having had a bid price of less than $1.00 per share for 30 consecutive business days (the “Bid Price Rule&

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