BROADRIDGE FINANCIAL SOLUTIONS, INC. 8-K Filing

Ticker: BR · Form: 8-K · Filed: 2025-11-04T00:00:00.000Z

Sentiment: neutral

Filing Stats: 1,044 words · 4 min read · ~3 pages · Grade level 12.3 · Accepted 2025-11-04 07:59:13

Key Financial Figures

Filing Documents

02. Results of Operations and Financial Condition

Item 2.02. Results of Operations and Financial Condition. On November 4, 2025, Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") issued a press release ("Press Release") announcing its financial results for the first quarter of fiscal year 2026 ended September 30, 2025. On November 4, 2025, the Company also posted an Earnings Webcast & Conference Call Presentation (the "Earnings Presentation") on the Company's Investor Relations website at www.broadridge-ir.com. Copies of the Press Release and Earnings Presentation are being furnished as Exhibits 99.1 and 99.2, attached hereto, respectively. The information furnished pursuant to Items 2.02 and 9.01, including Exhibits 99.1 and 99.2, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Forward-Looking Statements

Forward-Looking Statements This current report on Form 8-K may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be," "on track," and other words of similar meaning, are forward-looking statements. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include: changes in laws and regulations affecting Broadridge's clients or the services provided by Broadridge; Broadridge's reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge's services with favorable pricing terms; a material security breach or cybersecurity attack affecting the information of Broadridge's clients; declines in participation and activity in the securities markets; the failure of Broadridge's key service providers to provide the anticipated levels of service; a disaster or other significant slowdown or failure of Broadridge's systems or error in the performance of Broadridge's services; overall market, economic and geopolitical conditions and their impact on the securities markets; the success of Broadridge in retaining and selling additional services to its existing clients and in obtaining new clients; Broadridge's failure to keep pace with changes in technology and demands of its clients; competitive conditions; Broadridge's ability to attract and retain key personnel; and the impact of new acquisitions and divestitures. There may be other factors that may cause our actual results to differ mater

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Broadridge Financial Solutions, Inc. Press Release dated November 4, 2025 99.2 Broadridge Financial Solutions, Inc. Earnings Webcast & Conference Call Presentation dated November 4, 2025 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 4, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. By: /s/ Ashima Ghei Ashima Ghei Corporate Vice President and Chief Financial Officer

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