UBS Group AG Files 6-K Report

TL;DR

UBS Group AG filed a 6-K, standard foreign issuer report. Nothing new, just compliance.

AI Summary

On November 5, 2025, UBS Group AG filed a Form 6-K. This report is for foreign private issuers and is filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934. The filing includes information for both UBS Group AG (Commission File Number: 1-36764) and UBS AG (Commission File Number: 1-15060), both with principal executive offices in Zurich, Switzerland.

Why It Matters

This filing indicates ongoing reporting obligations for UBS Group AG and UBS AG with the SEC, providing transparency to investors about their corporate activities.

Risk Assessment

Risk Level: low — A Form 6-K is a routine filing for foreign private issuers and typically does not contain material non-public information.

Key Players & Entities

• UBS Group AG (company) — Registrant
• UBS AG (company) — Registrant
• November 5, 2025 (date) — Filing Date
• 1-36764 (other) — UBS Group AG Commission File Number
• 1-15060 (other) — UBS AG Commission File Number

FAQ

From the Filing

0001193125-25-266746.txt : 20251105 0001193125-25-266746.hdr.sgml : 20251105 20251105153536 ACCESSION NUMBER: 0001193125-25-266746 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20251105 FILED AS OF DATE: 20251105 DATE AS OF CHANGE: 20251105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 251453593 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251453594 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 6-K 1 d941574d6k.htm 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 5, 2025 UBS Group AG (Registrant’s Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive offices) Commission File Number: 1-36764 UBS AG (Registrant’s Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland (Address of principal executive offices) Commission File Number: 1-15060 Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒    Form 40-F ☐ This Form 6-K consists of the media release announcing reference yields and total consideration for previously announced tender offers for seven series of UBS’s outstanding notes, which appears immediately following this page. The information contained in this Report on Form 6-K does not constitute an offer to purchase the notes. Holders of the notes should refer to the Offer to Purchase dated October 30, 2025, available from D.F. King & Co., Inc., the information agent for the tender offers. Investor Relations Tel. +41-44-234 41 00 Media Relations Tel. +41-44-234 85 00 5 November 2025 News Release UBS Announces Reference Yields and Total Consideration for its Cash Tender Offers for Debt Securities Zurich, 5 November 2025 – UBS Group AG and UBS AG, acting through its Stamford branch (each an “Offeror” and together the “Offerors”) announce today the pricing terms for each series of notes included in their previously announced seven concurrent and separate offers (each, an “Offer” and collectively, the “Offers”) to purchase outstanding notes of the series listed in the table below (collectively, the “Notes”). The Offers are made upon the terms and subject to the conditions set forth in the offer to purchase dated October 30, 2025 (the “Offer to Purchase”) and the accompanying notice of guaranteed delivery (the “Notice of Guaranteed Delivery”). References herein to “UBS” are references to UBS Group AG together with its consolidated subsidiaries (including UBS AG). Capitalized terms used and not otherwise defined in this announcement have the meanings given in the Offer to Purchase. Set forth below are the applicable Reference Yields and Total Consideration for each series of Notes, as calculated at 10:00 a.m. (Eastern time) today, Novembe