UBS Group AG Files Form 6-K

Ticker: UBS · Form: 6-K · Filed: 2025-11-06T00:00:00.000Z

Sentiment: neutral

Topics: reporting, compliance, foreign-private-issuer

TL;DR

UBS Group AG filed a routine 6-K. No major news, just compliance.

AI Summary

On November 6, 2025, UBS Group AG filed a Form 6-K with the SEC. This report is a filing by a foreign private issuer and does not contain specific financial details or material events beyond the filing itself. The filing lists UBS AG and UBS Group AG as registrants, both with principal executive offices in Zurich, Switzerland.

Why It Matters

This filing indicates ongoing reporting compliance for UBS Group AG, a major global financial institution, which is standard for publicly traded foreign companies.

Risk Assessment

Risk Level: low — This is a standard, routine filing by a foreign private issuer and does not contain new material information.

Key Players & Entities

FAQ

What type of filing is this 6-K?

This is a Form 6-K Report of Foreign Private Issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934.

Who are the registrants for this filing?

The registrants are UBS Group AG and UBS AG.

Where are the principal executive offices of UBS Group AG located?

The principal executive offices of UBS Group AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.

What is the SEC file number for UBS Group AG?

The SEC file number for UBS Group AG is 1-36764.

What is the filing date of this report?

The filing date of this report is November 6, 2025.

From the Filing

0001193125-25-269585.txt : 20251106 0001193125-25-269585.hdr.sgml : 20251106 20251106161433 ACCESSION NUMBER: 0001193125-25-269585 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20251106 FILED AS OF DATE: 20251106 DATE AS OF CHANGE: 20251106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 251458477 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251458478 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 6-K 1 d11616d6k.htm 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 6, 2025 UBS Group AG (Registrant’s Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive offices) Commission File Number: 1-36764 UBS AG (Registrant’s Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland (Address of principal executive offices) Commission File Number: 1-15060 Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F  ☒     Form 40-F  ☐ This Form 6-K consists of the media releases announcing (i) the results and upsizing of the previously announced tender offers for seven series of UBS’s outstanding notes (the “Tender Offers”) and (ii) the corrected reference yields and total consideration of the Tender Offers, which appear immediately following this page. The information contained in this Report on Form 6-K does not constitute an offer to purchase the notes. Holders of the notes should refer to the Offer to Purchase dated October 30, 2025, available from D.F. King & Co., Inc., the information agent for the tender offers. Investor Relations Tel. +41-44-234 41 00 Media Relations Tel. +41-44-234 85 00 6 November 2025 News Release UBS Announces Results and Upsizing of its Cash Tender Offers for Debt Securities Zurich, 6 November 2025 – UBS Group AG and UBS AG, acting through its Stamford branch (each an “Offeror” and together the “Offerors”) announce today the results of their previously announced seven concurrent and separate offers (each, an “Offer” and collectively, the “Offers”) to purchase outstanding notes of the series listed in the table below (collectively, the “Notes”) and that it has amended the Offers by increasing the applicable Maximum Purchase Consideration from $4 billion to $8.6 billion. The Offers were made upon the terms and subject to the conditions set forth in the offer to purchase dated October 30, 2025 (the “Offer to Purchase”) and the accompanying notice of guaranteed delivery (the “Notice of Guaranteed Delivery” and, together with the Offer to Purchase, the “Tender Offer Documents”). References herein to “UBS” are references to UBS Group AG together with its consolidated subsidiaries (including UBS AG). Capit

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