Jones Financial Companies LLLP Files 8-K

TL;DR

Jones Financial Companies LLLP filed an 8-K on 11/10/25. Standard reporting.

AI Summary

On November 10, 2025, The Jones Financial Companies, L.L.L.P. filed a Form 8-K to report other events and financial statements/exhibits. The company, incorporated in Missouri with EIN 431450818, is listed under the SIC code 6211 for Security Brokers, Dealers & Flotation Companies. Its principal executive offices are located at 12555 Manchester Road, Des Peres, MO 63131.

Why It Matters

This filing indicates routine corporate reporting by Jones Financial Companies, L.L.L.P., providing transparency on its operational and financial status.

Risk Assessment

Risk Level: low — The filing is a routine 8-K for 'Other Events' and financial statements, not indicating any unusual or high-risk corporate actions.

Key Numbers

• 000-16633 — Commission File Number (Identifies the company's SEC filing history.)
• 431450818 — IRS Employer Identification No. (Tax identification for the company.)

Key Players & Entities

• The Jones Financial Companies, L.L.L.P. (company) — Registrant
• Missouri (location) — State of Incorporation
• 431450818 (identifier) — IRS Employer Identification No.
• 12555 Manchester Road, Des Peres, Missouri 63131 (address) — Principal Executive Offices
• November 10, 2025 (date) — Date of Report

FAQ

Key Financial Figures

• $1.4 billion — eginning in calendar year 2026 of up to $1.4 billion in Class B Limited Partnership Interest

Filing Documents

• ck0000815917-20251110.htm (8-K) — 43KB
• 0001193125-25-273977.txt ( ) — 143KB
• ck0000815917-20251110.xsd (EX-101.SCH) — 27KB
• ck0000815917-20251110_htm.xml (XML) — 4KB

01. Other Events

Item 8.01. Other Events. On November 10, 2025, The Jones Financial Companies, L.L.L.P. (the "Partnership"), the parent company of Edward D. Jones & Co., L.P. (a Missouri limited partnership) and Edward Jones (an Ontario limited partnership), announced that the Partnership currently anticipates it will undertake a registered offering beginning in calendar year 2026 of up to $1.4 billion in Class B Limited Partnership Interests (the "Class B Offering") expected to be issued on or after January 1, 2027, in accordance with, and subject to the terms and conditions of, the Partnership's Twenty-Third Amended and Restated Agreement of Registered Limited Liability Limited Partnership. The Partnership presently intends to register the Class B Offering pursuant to a Registration Statement on Form S-8 to be filed with the U.S. Securities and Exchange Commission. The Partnership currently expects the Class B Offering would generally be limited to current employees, service partners and joint venture service partners of the Partnership and its subsidiaries based on various objective and subjective criteria; however, the terms of the Class B Offering remain under consideration and subject to modification. Members of the Enterprise Leadership Team will not be permitted to participate in the offering. The Partnership currently anticipates the net proceeds would be used to meet growth needs or for other general purposes. The specific terms and completion of the Class B Offering is subject to various factors, including the Partnership's assessment of general economic conditions and the Partnership's overall performance. There can be no assurance that the Class B Offering will be completed. Cautionary Statement Item 8.01 of this Form 8-K is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to buy any security and shall not constitute an offer, solicitation or sale of any securities in any jurisdiction in which such offeri

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements within the meaning of U.S. securities laws. You can identify forward-looking statements by the use of the words "believe," "expect," "anticipate," "may," "intend," "estimate," "will," "should," "plan," and other expressions which predict or indicate future events and trends, and which do not relate to historical matters. You should not rely on forward-looking statements, because they involve known and unknown risks, uncertainties and other factors, some of which are beyond the control of the Partnership. These risks, uncertainties and other factors may cause the actual results, performance or achievements of the Partnership to be materially different from the anticipated future results, performance or achievements expressed or implied by the forward-looking statements. Some of the factors that might cause differences between forward-looking statements and actual events include, but are not limited to, the following: (1) general economic conditions, including inflation, an economic downturn, a recession or volatility in the U.S. and/or global securities markets, actions of the U.S. Federal Reserve and/or central banks outside of the United States and economic effects of international geopolitical conflicts, tariffs and other trade restrictions, the U.S. federal debt ceiling, widespread health epidemics or pandemics or other major world events; (2) actions of competitors; (3) the Partnership's ability to attract and retain qualified financial advisors and other employees; (4) changes in interest rates; (5) regulatory actions; (6) changes in legislation or regulation, including changes in tax laws; (7) litigation; (8) the ability of clients, other broker-dealers, banks, depositories and clearing organizations to fulfill contractual obligations; (9) changes in technology and other technology-related risks; (10) a fluctuation or decline in the fair value of securities; an

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits 101 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE JONES FINANCIAL COMPANIES, L.L.L.P. Date: November 10, 2025 By: /s/Andrew. T. Miedler Name: Andrew T. Miedler Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR