Remora Capital Corp. Reports Unregistered Equity Sales

Remora Capital Corp 8-K Filing Summary
FieldDetail
CompanyRemora Capital Corp
Form Type8-K
Filed DateNov 12, 2025
Risk Levelmedium
Pages2
Reading Time2 min
Key Dollar Amounts$5,852,000
Sentimentneutral

Sentiment: neutral

Topics: unregistered-securities, equity-sale, sec-filing

TL;DR

Remora Capital Corp. sold unregistered equity. Check the details.

AI Summary

Remora Capital Corp. filed an 8-K on November 12, 2025, reporting unregistered sales of equity securities that occurred on November 6, 2025. The filing details the company's corporate information, including its incorporation in Maryland and principal executive offices in Nashville, TN.

Why It Matters

This filing indicates that Remora Capital Corp. has issued equity securities without registering them with the SEC, which could have implications for investors and regulatory compliance.

Risk Assessment

Risk Level: medium — Unregistered sales of equity can sometimes indicate potential regulatory issues or a need for further disclosure regarding the terms and recipients of these securities.

Key Players & Entities

  • Remora Capital Corp. (company) — Registrant
  • Maryland (jurisdiction) — State of Incorporation
  • Nashville, TN (location) — Address of Principal Executive Offices
  • November 6, 2025 (date) — Date of earliest event reported
  • November 12, 2025 (date) — Date of Report

FAQ

What type of equity securities were sold?

The filing states 'Unregistered Sales of Equity Securities' but does not specify the exact type of securities in the provided text.

To whom were these unregistered equity securities sold?

The provided text does not specify the recipients of the unregistered equity securities.

What is the total value or number of shares involved in these unregistered sales?

The provided text does not contain specific financial figures or share counts for the unregistered sales.

Are there any exemptions from registration being claimed for these sales?

The filing mentions 'Unregistered Sales of Equity Securities' but does not explicitly state the claimed exemption from registration in the provided text.

Has Remora Capital Corp. previously engaged in unregistered sales of equity?

This filing is a current report (8-K) and does not provide historical context on previous unregistered sales.

Filing Stats: 451 words · 2 min read · ~2 pages · Grade level 13.3 · Accepted 2025-11-12 08:00:41

Key Financial Figures

  • $5,852,000 — pany for an aggregate offering price of $5,852,000. No underwriting discounts or commissio

Filing Documents

02. Unregistered Sale of Equity Securities

Item 3.02. Unregistered Sale of Equity Securities. On November 6, 2025, Remora Capital Corporation (the "Company") issued 583,449.652 shares of common stock (the "Shares") of the Company for an aggregate offering price of $5,852,000. No underwriting discounts or commissions have been or will be paid in connection with the sale of the Shares. The sale of the Shares described made pursuant to subscription agreements entered into by the Company and its investors. The issuance and sale of the Shares are exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D thereunder. 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Remora Capital Corporation Date: November 12, 2025 By: /s/ Daniel Mafrice Name: Daniel Mafrice Title: President and Chief Executive Officer 2

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