C3.ai Files 8-K on Officer/Director Changes & Compensation

Ticker: AI · Form: 8-K · Filed: 2025-11-13T00:00:00.000Z

Sentiment: neutral

Topics: leadership-change, officer-appointment, director-election, compensation

Related Tickers: AI

TL;DR

C3.ai 8-K: Leadership changes and compensation updates filed Nov 13.

AI Summary

C3.ai, Inc. filed an 8-K on November 13, 2025, reporting events as of November 9, 2025. The filing covers the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements for certain officers. It also includes a Regulation FD Disclosure and Financial Statements and Exhibits.

Why It Matters

This filing indicates potential shifts in C3.ai's leadership and compensation structures, which could impact the company's strategic direction and investor confidence.

Risk Assessment

Risk Level: medium — Changes in directors or officers, especially when coupled with compensation details, can signal internal shifts that may affect future performance or strategy.

Key Players & Entities

FAQ

What specific director or officer departures are detailed in the filing?

The filing indicates the 'Departure of Directors or Certain Officers' as an item reported, but the specific names and details of these departures are not provided in the initial summary of the 8-K.

Who were the newly elected directors or appointed officers?

The filing lists 'Election of Directors' and 'Appointment of Certain Officers' as reported items, but the names of the individuals involved are not specified in the provided text.

Are there any details on the compensatory arrangements for officers mentioned?

Yes, 'Compensatory Arrangements of Certain Officers' is listed as a reported item, though the specifics of these arrangements are not detailed in the provided excerpt.

What is the significance of the Regulation FD Disclosure?

A Regulation FD Disclosure is included, suggesting that material non-public information may have been disclosed, requiring public dissemination.

What financial statements or exhibits are included with this 8-K?

The filing explicitly states 'Financial Statements and Exhibits' are included, but the content of these exhibits is not detailed in the provided text.

From the Filing

0001577526-25-000048.txt : 20251113 0001577526-25-000048.hdr.sgml : 20251113 20251113161210 ACCESSION NUMBER: 0001577526-25-000048 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20251109 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20251113 DATE AS OF CHANGE: 20251113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 251478592 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 8-K 1 ai-20251109.htm 8-K ai-20251109 0001577526 false 0001577526 2025-11-09 2025-11-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of Principal Executive Offices) 001-39744 (Commission File Number) 26-3999357 (IRS Employer Identification No.) 94063 (Zip Code) ( 650 ) 503-2200 (Registrant's Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.001 per share AI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Election of Director On November 9, 2025, the board of directors (the “Board”) of C3.ai, Inc. (the “Company”) increased the number of directors constituting the full Board from eleven to twelve and elected Mike Clayville to the Board to fill the newly created directorship, effective immediately. Mr. Cla

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