Schwab Charles CORP 8-K Filing
Ticker: SCHW-PJ · Form: 8-K · Filed: Nov 14, 2025 · CIK: 316709
Sentiment: neutral
Filing Stats: 947 words · 4 min read · ~3 pages · Grade level 9.4 · Accepted 2025-11-14 17:02:29
Key Financial Figures
- $1,000,000,000 — arles Schwab Corporation ("CSC") issued $1,000,000,000 aggregate principal amount of 4.343% Fi
- $1,986,000,000 — ffering of the Notes were approximately $1,986,000,000, after deducting underwriting discounts
Filing Documents
- d895473d8k.htm (8-K) — 34KB
- d895473dex11.htm (EX-1.1) — 192KB
- d895473dex41.htm (EX-4.1) — 420KB
- d895473dex42.htm (EX-4.2) — 177KB
- d895473dex51.htm (EX-5.1) — 19KB
- g895473g1113124732033.jpg (GRAPHIC) — 2KB
- 0001193125-25-283263.txt ( ) — 1176KB
- schw-20251114.xsd (EX-101.SCH) — 4KB
- schw-20251114_def.xml (EX-101.DEF) — 13KB
- schw-20251114_lab.xml (EX-101.LAB) — 22KB
- schw-20251114_pre.xml (EX-101.PRE) — 14KB
- d895473d8k_htm.xml (XML) — 7KB
Financial Statements and Exhibits
Financial Statements and Exhibits (d) Exhibits 1.1 Underwriting Agreement, dated November 12, 2025, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as the representatives of the several underwriters named therein. 4.1 Senior Indenture, dated as of November 14, 2025, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee. 4.2 First Supplemental Indenture, dated as of November 14, 2025, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee. 4.3 Form of 4.343% Fixed-to-Floating Rate Senior Notes due 2031 (included in Exhibit 4.2). 4.4 Form of 4.914% Fixed-to-Floating Rate Senior Notes due 2036 (included in Exhibit 4.2). 5.1 Opinion of Wachtell, Lipton, Rosen & Katz, dated November 14, 2025. 23.1 Consent of Wachtell, Lipton, Rosen & Katz, dated November 14, 2025 (included in Exhibit 5.1). 104 Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. Certain portions of Exhibit 1.1 have been omitted pursuant to Rule 601(b)(10) of Regulation S-K. The omitted information is (i) not material and (ii) the type that the registrant treats as private or confidential. Information that has been omitted has been noted in this document with a placeholder identified by the mark "[Intentionally Omitted]". Signature(s) Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE CHARLES SCHWAB CORPORATION Date: November 14, 2025 By: /s/ Michael Verdeschi Michael Verdeschi Managing Director and Chief Financial Officer of The Charles Schwab Corporation