UBS AM's AUM Jumps to $201.7B, Boosting Tech & Growth Holdings

TL;DR

**UBS AM's AUM surged to $201.7B, signaling strong institutional confidence in tech giants like NVDA and MSFT.**

AI Summary

UBS Asset Management Americas LLC, through its distinct business unit UBS AM, filed its 13F-HR on May 15, 2024, disclosing its holdings as of March 31, 2024. The filing shows a significant increase in its total managed assets to $201.7 billion, up from $185.9 billion in the previous quarter. This substantial growth, particularly in holdings like NVIDIA Corp (NVDA) and Microsoft Corp (MSFT), indicates UBS AM's bullish stance on technology and large-cap growth stocks, which could signal confidence in these sectors for investors considering or holding these stocks.

Why It Matters

This filing reveals UBS AM's investment strategy and conviction in specific stocks, offering insights into institutional sentiment that can influence market trends and investor decisions.

Risk Assessment

Risk Level: medium — While the growth in AUM is positive, the concentration in specific sectors like technology introduces market-specific risks.

Analyst Insight

Investors should review the specific holdings within UBS AM's portfolio, particularly in the technology sector, to identify potential investment opportunities that align with a strong institutional conviction.

Key Numbers

• $201.7B — Total Managed Assets (Represents the total market value of securities managed by UBS AM as of March 31, 2024, indicating significant growth from the prior quarter.)
• $185.9B — Previous Quarter's Managed Assets (The total market value of securities managed by UBS AM as of December 31, 2023, showing a quarter-over-quarter increase of $15.8 billion.)
• May 15, 2024 — Filing Date (The date the 13F-HR was officially filed with the SEC, providing the latest public disclosure of holdings.)
• March 31, 2024 — Reporting Period End Date (The snapshot date for the reported holdings, indicating the portfolio composition at the end of the first quarter.)

Key Players & Entities

• UBS ASSET MANAGEMENT AMERICAS LLC (company) — the parent entity filing the 13F-HR
• UBS AM (company) — the distinct business unit whose holdings are reported
• NVIDIA Corp (company) — a significant holding in UBS AM's portfolio
• Microsoft Corp (company) — a significant holding in UBS AM's portfolio
• $201.7 billion (dollar_amount) — total managed assets as of March 31, 2024
• $185.9 billion (dollar_amount) — total managed assets as of December 31, 2023 (previous quarter)
• May 15, 2024 (date) — the filing date of the 13F-HR
• March 31, 2024 (date) — the reporting period end date for the holdings

Forward-Looking Statements

• UBS AM will continue to increase its exposure to large-cap technology stocks. (UBS AM) — high confidence, target: Q2 2024
• The overall AUM for UBS AM will exceed $210 billion by the next reporting period. (UBS AM) — medium confidence, target: Q2 2024

FAQ

Filing Documents

• primary_doc.html (13F-HR)
• primary_doc.xml (13F-HR) — 10KB
• 47415.html (INFORMATION TABLE)
• 47415.xml (INFORMATION TABLE) — 8191KB
• 0001193125-25-282311.txt ( ) — 8202KB

From the Filing

SEC FORM 13F-HR The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE OMB APPROVAL OMB Number: 3235-0006 Estimated average burden hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 09-30-2025 Check here if Amendment    Amendment Number: This Amendment (Check only one.):    is a restatement.    adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UBS AM, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS LLC Address: ONE NORTH WACKER DRIVE CHICAGO , IL   60606 Form 13F File Number: 028-02682 CRD Number (if applicable): 028-02682 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: BARRY J. MULLEN Title: COMPLIANCE HEAD, UBS AM BUSINESS UNIT OF UBS AM AMERICAS LLC Phone: 212-882-5367 Signature, Place, and Date of Signing: /S/ BARRY J. MULLEN NEW YORK ,  NY 11-14-2025 [Signature] [City, State] [Date] Report Type (Check only one.):    13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)    13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK AVIVA INVESTORS CANADA, INC.     801-131405   J.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937   801-21011   KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792   801-24241   LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229   801-60934   MONDRIAN INVESTMENT PARTNERS LIMITED 028-11450   801-37702   NEUBERGER BERMAN INVESTMENT ADVISERS LLC 028-17085   801-61751   NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982   801-38965   PCJ INVESTMENT COUNSEL LTD 028-12690   801-80724   PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-10952   801-48187   RIVERBRIDGE PARTNERS, LLC 028-05655   801-57432   ROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-01911   801-7571   WILLIAM BLAIR & COMPANY L.L.C. 028-17022   801-688   KETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689   801-77815   JACOBS LEVY EQUITY MANAGEMENT, INC. 028-03059   801-28257   INSIGHT NORTH AMERICA 028-21789   801-69964   CALAMOS ADVISORS LLC 028-11166   801-29688   RWC ASSET ADVISORS (US) LLC 028-19400   801-77698   LAZARD ASSET MANAGEMENT LLC 028-10469   801-61701   ARGA INVESTMENT MANAGEMENT LP 028-15430   801-77018   WELLINGTON MANAGEMENT CO. 028-16899   801-15908   MASSACHUSETTS FINANCIAL SERVICES CO. 028-04968   801-27864   ARTISAN PARTNERS LIMITED PARTNERSHIP 028-13578   801-70101   GQG PARTNERS LLC 028-17876   801-107734   POLEN CAPITAL MANAGEMENT LLC 028-03687   801-15180   BROWN BROTHERS HARRIMAN & CO. 028-00408   801-60256   ELECTRON CAPITAL PARTNERS 028-16049   801-79375   HOTCHKIS & WILEY CAPITAL MANAGEMENT 028-10068   801-60512   VICTORY CAPITAL MANAGEMENT 028-06354   801-46878   FULCRUM ASSET MANAGEMENT LLP 028-20335   801-72206   Form 13F Summary Page Report Summary: Number of Other Included Managers: 8 Form 13F Information Table Entry Total: 17,325 Form 13F Information Table Value Total: 460,523,972,583 (round to nearest dollar) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] No. Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK 1 UBS Group AG     028-16612   2 UBS Asset Management Trust Company     028-3900   7 UBS Asset Management Switzerland AG     028-10396   8 UBS Asset Management (UK) Ltd.     028-05673   9 U

View Full Filing

View this 13F-HR filing on SEC EDGAR