Tomi Environmental Solutions, INC. 8-K Filing
Ticker: TOMZ · Form: 8-K · Filed: Nov 21, 2025 · CIK: 314227
Sentiment: neutral
Filing Stats: 896 words · 4 min read · ~3 pages · Grade level 12.9 · Accepted 2025-11-21 16:09:04
Key Financial Figures
- $0.01 — ange on which registered Common Stock, $0.01 par value per share TOMZ The Nasdaq
- $1.00 — e "Common Stock") was below the minimum $1.00 per share requirement for continued inc
- $2,500,000 — es the Company to maintain a minimum of $2,500,000 in stockholders' equity for continued l
Filing Documents
- tomz_8k.htm (8-K) — 28KB
- 0001654954-25-013368.txt ( ) — 137KB
- tomz-20251117.xsd (EX-101.SCH) — 5KB
- tomz-20251117_lab.xml (EX-101.LAB) — 14KB
- tomz-20251117_cal.xml (EX-101.CAL) — 1KB
- tomz-20251117_pre.xml (EX-101.PRE) — 9KB
- tomz-20251117_def.xml (EX-101.DEF) — 2KB
- tomz_8k_htm.xml (XML) — 4KB
01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On November 17, 2025, TOMI Environmental Solutions, Inc. (the "Company") received a deficiency letter from the Listing Qualifications Department (the "Staff") of the Nasdaq Stock Market ("Nasdaq") notifying the Company that, for the preceding 30 consecutive business days, the closing bid price for the Company's common stock, par value $0.01 per share (the "Common Stock") was below the minimum $1.00 per share requirement for continued inclusion on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the "Bid Price Requirement"). The notification received has no immediate effect on the Company's Nasdaq listing. In accordance with Nasdaq rules, the Company has been provided an initial period of 180 calendar days, or until May 18, 2026 (the "Compliance Date"), to regain compliance with the Bid Price Requirement. If, at any time before the Compliance Date, the closing bid price for the Common Stock is at least $1.00 for a minimum of 10 consecutive business days, the Staff will provide the Company written confirmation of compliance with the Bid Price Requirement. The Company intends to monitor the closing bid price of the Common Stock and may, if appropriate, consider available options to regain compliance with the Bid Price Requirement. On November 21, 2025, the Company received a deficiency letter from the Staff of Nasdaq notifying the Company that it was not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires the Company to maintain a minimum of $2,500,000 in stockholders' equity for continued listing on the Nasdaq Capital Market (the "Stockholders' Equity Requirement"). Pursuant to the letter, the Company has 45 calendar days from November 21, 2025, to submit a plan to regain compliance and the Company intends to submit such a plan during this period. If it accepts the plan, Nasdaq can grant an extension of up to 180 calen
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits See the Exhibit Index below, which is incorporated by reference herein. Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TOMI ENVIRONMENTAL SOLUTIONS, INC. Date: November 21, 2025 By: /s/ Halden S. Shane Name: Halden S. Shane Title: Chief Executive Officer 3