SL Investment Fund II LLC Reports Unregistered Equity Sales
| Field | Detail |
|---|---|
| Company | Sl Investment Fund II LLC |
| Form Type | 8-K |
| Filed Date | Dec 1, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001, $29.7 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: unregistered-securities, equity-sale, private-placement
TL;DR
SL Investment Fund II LLC sold unregistered equity on 11/25/25. Details scarce.
AI Summary
SL Investment Fund II LLC filed an 8-K on December 1, 2025, reporting unregistered sales of equity securities that occurred on November 25, 2025. The filing does not specify the number of securities sold or the price per security.
Why It Matters
This filing indicates that SL Investment Fund II LLC has engaged in private placements of its equity, which could impact its capital structure and ownership.
Risk Assessment
Risk Level: medium — Unregistered sales can sometimes indicate a need for capital or a lack of public market access, and the lack of specific details warrants caution.
Key Players & Entities
- SL Investment Fund II LLC (company) — Registrant
- November 25, 2025 (date) — Date of earliest event reported
- December 1, 2025 (date) — Filing date
- 1585 Broadway New York, NY 10036 (address) — Principal executive offices
- 212-761-4000 (phone_number) — Registrant's telephone number
FAQ
What type of equity securities were sold?
The filing states 'Unregistered Sales of Equity Securities' but does not specify the type of securities.
How many equity securities were sold?
The filing does not provide the number of equity securities sold.
At what price were the equity securities sold?
The filing does not disclose the price at which the equity securities were sold.
Who were the purchasers of these unregistered equity securities?
The filing does not identify the purchasers of the unregistered equity securities.
What is the purpose of these unregistered sales of equity securities?
The filing does not state the specific purpose for the unregistered sales of equity securities.
Filing Stats: 518 words · 2 min read · ~2 pages · Grade level 15.7 · Accepted 2025-12-01 16:16:51
Key Financial Figures
- $0.001 — f the Company's common units, par value $0.001 per share (the "Common Units") for an a
- $29.7 million — ts") for an aggregate offering price of $29.7 million. The sale closed on November 25, 2025.
Filing Documents
- ck0002028686-20251125.htm (8-K) — 67KB
- 0001193125-25-303908.txt ( ) — 171KB
- ck0002028686-20251125.xsd (EX-101.SCH) — 28KB
- ck0002028686-20251125_htm.xml (XML) — 4KB
02. Unregistered Sales of Equity Securities
Item 3.02. Unregistered Sales of Equity Securities. On November 18, 2025, the Company delivered a capital drawdown notice to its unitholders relating to the sale of approximately 1,469,570 shares of the Company's common units, par value $0.001 per share (the "Common Units") for an aggregate offering price of $29.7 million. The sale closed on November 25, 2025. The sale of Common Units was being made pursuant to subscription agreements entered into by the Company and its unitholders. Under the terms of the subscription agreements, unitholders are required to fund drawdowns to purchase shares of Common Units up to the amount of their respective capital commitments on an as-needed basis with a minimum of five business days' prior notice to unitholders. The issuance of the Common Units is exempt from the registration requirements of the Securities Act of 1933, as amended, (the "Securities Act") pursuant to Section 4(a)(2) thereof and Regulation D thereunder. The Company relied, in part, upon representations from the unitholders in the subscription agreements that each unitholder was an accredited investor as defined in Regulation D under the Securities Act. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 1, 2025 SL Investment Fund II LLC By: /s/ David Pessah David Pessah Chief Financial Officer