Invesco QQQ Trust Files Proxy Materials

TL;DR

QQQ trust filed proxy docs, no fee needed.

AI Summary

Invesco QQQ Trust, Series 1 filed a Definitive Additional Materials proxy statement on December 2, 2025. This filing relates to the trust, formerly known as NASDAQ 100 Trust Series 1, and its business operations. The filing fee was not required.

Why It Matters

This filing provides important information to shareholders regarding the governance and operations of the Invesco QQQ Trust, Series 1, a widely held investment vehicle.

Risk Assessment

Risk Level: low — This is a routine proxy filing for an established ETF, not indicating new risks or significant changes.

Key Players & Entities

• INVESCO QQQ TRUST, SERIES 1 (company) — Registrant
• NASDAQ 100 TRUST SERIES 1 (company) — Former company name
• POWERSHARES QQQ TRUST, SERIES 1 (company) — Former company name
• NASDAQ GOLD SM TRUST SER 1 (company) — Former company name

FAQ

Key Financial Figures

• $70,000,000 — ved by shareholders, the fund will save $70,000,000 in expenses annually. If your fund redu

Filing Documents

• d138173ddefa14a.htm (DEFA14A) — 88KB
• g138173dsp02.jpg (GRAPHIC) — 6KB
• g138173g1202013217574.jpg (GRAPHIC) — 5KB
• g138173g1202013219172.jpg (GRAPHIC) — 29KB
• 0001193125-25-304121.txt ( ) — 145KB
• S000101292
• C000271435

From the Filing

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to 240.14a-11(c) or 240.14a-12 Invesco QQQ Trust SM , Series 1 (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1)Title of each class of securities to which transaction applies: 2)Aggregate number of securities to which transaction applies: 3)Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): 4)Proposed maximum aggregate value of transaction: 5)Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1)Amount Previously Paid: 2)Form, Schedule or Registration Statement No.: 3)Filing Party: 4)Date Filed: Invesco QQQ Trust SM , Series 1. Special Meeting of Shareholders – Digital Communication Samples Digital Communication Examples - MMS (text) samples: Hi [fname], this is [agent] with Alliance Advisors, on behalf of your investment with Invesco QQQ Trust, Series 1 and the Board of Trustees. The Special Meeting of Shareholders has been adjourned to December 5, 2025, to afford Shareholders of record additional time to vote on the proposals described in the Proxy Statement. Invesco, the Sponsor of the Trust, believes that the Proposals are in the best interest of the Trust and its shareholders and therefore recommends that you approve each Proposal. To prevent any additional correspondence or phone calls, please contact us at 1-855-206-1344, or vote using the link below. [Individual Link here] For more information, visit the official Invesco proxy website: https://www.invesco.com/qqq-etf/en/proxy-vote-information.html STOP to END Good day [fname], This is [agent] with Alliance Advisors, on behalf of your investment with Invesco QQQ Trust, Series 1 and the Board of Trustees. Invesco believes that now is the right time to modernize and optimize how QQQ operates, by moving from its current structure, called a Unit Investment Trust, to the same type of investment company used by most exchange-traded funds on the market today. QQQ will remain an ETF, and this transition will be seamless and tax-free for you. The most important change is that QQQ's expense ratio will decrease, meaning lower costs for investors. To prevent any additional correspondence or phone calls, please contact us at 1-877-202-0445, or vote using the link below. [Individual Link here] For more information, visit the official Invesco proxy website: https://www.invesco.com/qqq-etf/en/proxy-vote-information.html Thank you for your attention to this matter. STOP to END 1 Invesco QQQ Trust SM , Series 1. Special Meeting of Shareholders – Digital Communication Samples Good day [fname], This is [agent] with Alliance Advisors, on behalf of your investment with Invesco QQQ Trust, Series 1 and the Board of Trustees. At the meeting, you're being asked to vote on proposals that will help reduce the expense ratio, allowing more of your investment to work for you. You'll also benefit from greater transparency through clearer reports, stronger Board oversight, and concise summaries, all while remaining in the same Nasdaq-100 Index, managed by the same experienced team you trust. To review the meeting proposals, please click the following link: https://www.sec.gov/Archives/edgar/data/1067839/000168035925000633/definitiveproxy.htm Don't forget to vote all of your accounts! To prevent any additional correspondence or phone calls, please contact us at 1-877-202-0445, or vote using the link below. [Individual Link here] For more information, visit the official Invesco proxy website: https://www.invesco.com/qqq-etf/en/proxy-vote-information.html Thank you for your attention to this matter. STOP to END 2 Invesco QQQ Trust SM , Series 1. Special Meeting of Shareholders – Digital Communication Samples [fname], This is [agent] with Alliance Advisors, on behalf of your investment in Invesco QQQ. Invesco is asking shareholders to approve reclassification from its orig