Sei Investments CO 8-K Filing
Ticker: SEIC · Form: 8-K · Filed: Dec 3, 2025 · CIK: 350894
Sentiment: neutral
Filing Stats: 865 words · 3 min read · ~3 pages · Grade level 12 · Accepted 2025-12-03 16:41:38
Key Financial Figures
- $0.01 — ich registered Common Stock, par value $0.01 per share SEIC The NASDAQ Stock Market
- $440.8 m — ased Stratos business for approximately $440.8 million, representing approximately 81% o
Filing Documents
- seic-20251203.htm (8-K) — 30KB
- corpstratoscloserlsfinal.htm (EX-99.1) — 8KB
- corpstratoscloserlsfinal001.jpg (GRAPHIC) — 178KB
- corpstratoscloserlsfinal002.jpg (GRAPHIC) — 249KB
- corpstratoscloserlsfinal003.jpg (GRAPHIC) — 63KB
- seic-20251203_g1.jpg (GRAPHIC) — 25KB
- 0000350894-25-000123.txt ( ) — 891KB
- seic-20251203.xsd (EX-101.SCH) — 2KB
- seic-20251203_lab.xml (EX-101.LAB) — 22KB
- seic-20251203_pre.xml (EX-101.PRE) — 13KB
- seic-20251203_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On December 3, 2025, SEI Investments Company (the "Company") announced the completion of the first stage of its strategic investment in Stratos Wealth Holdings ("Stratos"), a family of companies focused on supporting the success of financial advisors across business models and affiliation structures. SEI-Eclipse Holding Company, LLC, a newly formed entity, purchased the U.S.-based Stratos business for approximately $440.8 million, representing approximately 81% of the total transaction value. Subject to applicable regulatory approval and other customary closing conditions, the second stage of the transaction to purchase the Mexico-based NSC business is expected to close in 2026. The definitive agreement for the acquisition was previously disclosed on July 18, 2025. A copy of the Company's press release related to the announcement is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information furnished pursuant to Item 7.01 and Exhibit 99.1 hereof shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, except as shall be expressly provided by specific reference in such filing. The information furnished pursuant to Item 7.01 and Exhibit 99.1 hereof is not intended to, and does not, constitute a determination or admission by the Company that such information is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Company. This Current Report on Form 8-K and press release filed as Exhibit 99.1 contain forward-looking statements within the meaning or the rules and regulations of the United States Securities and Exchange Commission. In some cases, you can identify forward-looking statements by terminology, such as "may," "will,
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. Exhibit No. Description 99.1 Press Release of SEI Investments Company dated December 3, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SEI INVESTMENTS COMPANY Date: December 3, 2025 By: /s/ Sean J. Denham Sean J. Denham Chief Financial and Operating Officer