Invesco QQQ Trust Files DEFA14A
Ticker: QQQ · Form: DEFA14A · Filed: 2025-12-08T00:00:00.000Z
Sentiment: neutral
Topics: proxy-statement, etf, regulatory-filing
Related Tickers: QQQ
TL;DR
QQQ filed proxy docs, no fee. Old names: Powershares, Nasdaq 100.
AI Summary
Invesco QQQ Trust, Series 1 filed a Definitive Additional Materials (DEFA14A) on December 8, 2025, related to its proxy statement. The filing indicates no fee was required for this submission. The trust was formerly known as Powershares QQQ Trust, Series 1 and NASDAQ 100 Trust Series 1.
Why It Matters
This filing provides important information to shareholders regarding the Invesco QQQ Trust, Series 1, which tracks the Nasdaq-100 Index, influencing investment decisions for many.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEFA14A) for a well-established ETF, not indicating any unusual risks.
Key Players & Entities
- INVESCO QQQ TRUST, SERIES 1 (company) — Registrant
- POWERSHARES QQQ TRUST, SERIES 1 (company) — Former Company Name
- NASDAQ 100 TRUST SERIES 1 (company) — Former Company Name
- NASDAQ GOLD SM TRUST SER 1 (company) — Former Company Name
FAQ
What type of filing is this?
This is a DEFA14A filing, specifically 'Definitive Additional Materials' for a proxy statement.
Who is the registrant for this filing?
The registrant is INVESCO QQQ TRUST, SERIES 1.
When was this filing submitted?
The filing was submitted on December 8, 2025.
Were there any previous names for this trust?
Yes, the trust was formerly known as Powershares QQQ Trust, Series 1, NASDAQ 100 Trust Series 1, and NASDAQ Gold SM Trust Ser 1.
Was there a filing fee associated with this submission?
No, the filing indicates that no fee was required.
Filing Stats: 2,011 words · 8 min read · ~7 pages · Grade level 9.4 · Accepted 2025-12-05 17:36:53
Filing Documents
- d32363ddefa14a.htm (DEFA14A) — 38KB
- g32363g02k00.jpg (GRAPHIC) — 442KB
- 0001193125-25-309987.txt ( ) — 649KB
- S000101292
- C000271435
From the Filing
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to 240.14a-11(c) or 240.14a-12 Invesco QQQ Trust SM , Series 1 (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: More than 50% of Shareholders have Voted FOR the Proposals BUT WE NEED 51%! We are pleased to report that as of December 5, more than 50% of Invesco QQQ Trust, Series 1 (QQQ) shareholders have voted FOR the Proposals being brought to shareholders in a Special Shareholder Meeting for QQQ (the Meeting). Of the votes received, over 92% have been in favor of the Proposals. At least 51% of QQQ shares entitled to vote are necessary to approve the Proposals. Although we are exceptionally close to the needed vote total, to allow for additional time to get the vote, the Meeting has been adjourned until December 19, 2025 at 7:00 a.m. Central Time. Adjournments are typical for proposals like this, and your vote can help get these beneficial proposals across the finish line. If you have already voted some or all of your shares – THANK YOU! Your votes are part of the tally and you will not need to do anything before the rescheduled Meeting. Regardless of the number of shares you own, please Vote! All proxy materials can be found at: https://proxyvotinginfo.com/p/qqq What are the BENEFITS to you? What stays the SAME? Same Index: QQQ will continue Lower costs: Enjoy a reduced expense ratio – dropping from 0.20% to 0.18%. to track the Nasdaq-100® Index. Greater transparency: Oversight by a Same Team: Managed by the majority independent Board. same experienced team you No tax surprises: This change will not trigger trust. any tax consequences for you. How can I vote my shares? 1) Vote by Mail Please 2) Vote by Internet or Touch Tone Phone 3) If you have any questions or need help voting, please call Invesco's proxy solicitor, Sodali & Co. Fund Solutions, toll- Vote free at 1-800-886-4839. Hours of Operation: Monday – Friday: 10:00 am to 11:00 pm ET Saturday: 12:00 pm to 5:00 pm ET Now! QQQ ADJ6 S19597 Subject line: Lower QQQ costs proposed: here's how to support the change Hi [FA NAME], Invesco is asking shareholders to approve reclassification from its original unit investment trust (UIT) format to a more flexible open-ended ETF structure. QQQ will continue to provide the same access to the Nasdaq-100 Index, and the transition will be seamless and tax-free for your clients. The most important change is that QQQ's expense ratio will decrease 10%, meaning more of your clients' investment working for them. Once you or your clients vote, they won't receive any more reminders. And it only takes a moment, so act now! To vote on your clients' behalf: To vote on behalf of multiple clients, simply send their names and ZIP codes to: QQQFA@info.sodali.com 1-888-912-4607 To inform your clients: To help you inform clients, here's a customizable client letter you can send directly to those who can vote. Download the client letter Proxy voting Deadline: December 4, 2025 Let me know if you have any questions or need support. Best, [YOUR SIGNATURE] For Institutional Investor Use Only — Not for Use With the Public This email has been sent on behalf of Invesco Ltd. or an Invesco affiliate: 1331 Spring Street NW, Suite 2500, Atlanta, GA 30309 invesco.com/us12/25NA5032332Invesco Distributors, Inc. Subject line: Lower QQQ costs proposed: here's how to support the change Hi [FA NAME], Invesco is asking shareholders to approve reclassific