Addex Therapeutics LTD. 6-K Filing

Key Financial Figures

• $3.3 million — ng an aggregate offering price of up to $3.3 million. The issuance and sale, if any, of the

Filing Documents

• tm2531595d5_6k.htm (6-K) — 13KB
• tm2531595d5_ex1-1.htm (EX-1.1) — 15KB
• tm2531595d5_ex5-1.htm (EX-5.1) — 39KB
• tm2531595d5_5-1img001.jpg (GRAPHIC) — 5KB
• tm2531595d5_5-1img002.jpg (GRAPHIC) — 1KB
• 0001104659-25-119971.txt ( ) — 76KB

From the Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2025 Commission File Number: 001-39179 Addex Therapeutics Ltd (Translation of registrant's name into English) Chemin des Mines 9, CH-1202 Geneva, Switzerland (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F Form 40-F INCORPORATION BY REFERENCE This report on Form 6-K shall be deemed to be incorporated by reference into the registration statements on Form F-3 (No. 333-291644) and S-8 (Nos. 333-272515 and 333-255124), of Addex Therapeutics Ltd (the “ Company ”) (including any prospectuses forming a part of such registration statements) and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished. Entry into Amendment to At The Market Offering Agreement with H.C. Wainwright & Co., LLC As previously disclosed, on January 30, 2024, the Company entered into an At The Market Offering Agreement (the “ Original ATM Agreement ”) with H.C. Wainwright & Co., LLC (“ H.C. Wainwright ”) with respect to an at-the-market offering program under which the Company may offer and sell, from time to time at its sole discretion, the Company’s American Depositary Shares (the “ ADSs ”), each representing one hundred and twenty ordinary shares (nominal value CHF 0.01 per share) (the “ Ordinary Shares ”) through H.C. Wainwright as its sales agent. On December 10, 2025, the Company entered into Amendment No. 1 to the Original ATM Agreement (as amended, the “ ATM Agreement ”) As of the date hereof, the Company filed a prospectus supplement to increase the maximum number of Ordinary Shares issuable pursuant to the ATM Agreement, having an aggregate offering price of up to $3.3 million. The issuance and sale, if any, of the ADSs by the Company under the ATM Agreement will be made pursuant to the Company’s effective registration H.C. Wainwright may sell the ADSs by any method permitted by law deemed to be an “at the market offering” as defined in Rule 415(a)(4) of the Securities Act of 1933, as amended, including, without limitation, sales made through The Nasdaq Capital Market or on any other existing trading market for the ADSs. H.C. Wainwright will use commercially reasonable efforts to sell the ADSs from time to time, based upon instructions from the Company (including any price, time or size limits or other customary parameters or conditions the Company may impose). The Company will pay H.C. Wainwright a commission equal to three percent (3.0%) of the gross sales proceeds of any ADSs sold through H.C. Wainwright under the ATM Agreement, and also has provided H.C. Wainwright with customary indemnification and contribution rights. The Company is not obligated to make any sales of ADSs under the ATM Agreement. The Company or H.C. Wainwright may suspend or terminate the offering of ADSs upon notice to the other party and subject to other conditions. H.C. Wainwright will act as sales agent on a commercially reasonable efforts basis consistent with its normal trading and sales practices and applicable state and federal law, rules and regulations and the rules of the Nasdaq Stock Market. The foregoing description of the ATM Agreement is not complete and is qualified in its entirety by reference to the full text of the ATM Agreement, a copy of which is filed in part as Exhibit 1.1 to the Company’s report on Form 6-K filed on January 30, 2024 and in part herewith as Exhibit 1.1 to this report on Form 6-K and is incorporated herein by reference. A copy of the legal opinion of Homburger AG, the Company’s Swiss counsel, relating to the underlying shares issued in connection with the ATM Agreement is attached as Exhibit 5.1 hereto. This report on Form 6-K shall not constitute an offer to sell or the solicitation of an offer to buy the securities discussed herein, nor shall there be any offer, solicitation, or sale of the securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state. EXHIBIT INDEX Exhibit Number Description 1.1 Amendment No. 1 to At The Market Offering Agreement , dated as of December 10, 2025, by and between Addex Therapeutics Ltd and H.C. Wainwright & Co., LLC. 5.1 Opinion of Homburger AG 23.1 Consent of Homburger AG (included in Exhibit 5.1) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Addex Th

View Full Filing

View this 6-K filing on SEC EDGAR