New Mountain Guardian IV BDC Reports Equity Sales
| Field | Detail |
|---|---|
| Company | New Mountain Guardian IV Bdc, L.L.C. |
| Form Type | 8-K |
| Filed Date | Dec 17, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $120,789,600, $10.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: equity-sale, unregistered-securities, bdc
TL;DR
BDC sold unregistered equity, filing shows.
AI Summary
New Mountain Guardian IV BDC, L.L.C. filed an 8-K on December 17, 2025, reporting unregistered sales of equity securities. The filing covers events up to December 15, 2025, and includes financial statements and exhibits.
Why It Matters
This filing indicates potential new equity issuance by the BDC, which could impact its capital structure and outstanding share count.
Risk Assessment
Risk Level: medium — Unregistered sales can sometimes indicate less transparency or different regulatory considerations compared to registered offerings.
Key Players & Entities
- New Mountain Guardian IV BDC, L.L.C. (company) — Registrant
- December 15, 2025 (date) — Earliest event reported
- December 17, 2025 (date) — Filing date
- 1633 Broadway, 48th Floor, New York, New York 10019 (location) — Principal executive offices
FAQ
What type of equity securities were sold?
The filing indicates 'Unregistered Sales of Equity Securities' but does not specify the exact type within this 8-K summary.
Were these sales to accredited investors?
The filing mentions 'Unregistered Sales of Equity Securities,' which typically implies sales made under exemptions from registration, often to accredited investors, but specific details are not provided in this summary.
What is the significance of 'Financial Statements and Exhibits' being included?
This indicates that accompanying financial information and supporting documents related to the unregistered sales are part of the filing.
What is the filing date of this 8-K?
The filing was made on December 17, 2025.
What is the earliest event date reported in this filing?
The earliest event reported is December 15, 2025.
Filing Stats: 569 words · 2 min read · ~2 pages · Grade level 9.9 · Accepted 2025-12-17 16:32:03
Key Financial Figures
- $120,789,600 — s ") for an aggregate offering price of $120,789,600, at a price per Unit equal to $10.00. N
- $10.00 — 0,789,600, at a price per Unit equal to $10.00. No underwriting discounts or commissio
Filing Documents
- newmountain4_8k.htm (8-K) — 30KB
- 0001580642-25-007883.txt ( ) — 188KB
- none-20251215.xsd (EX-101.SCH) — 3KB
- none-20251215_lab.xml (EX-101.LAB) — 33KB
- none-20251215_pre.xml (EX-101.PRE) — 22KB
- newmountain4_8k_htm.xml (XML) — 3KB
02
Item 3.02. Unregistered Sale of Equity Securities. On December 15, 2025, New Mountain Guardian IV BDC, L.L.C. (the " Company ") delivered a capital drawdown notice to its investors relating to the sale of 12,078,960 of the Company's units (the " Units ") for an aggregate offering price of $120,789,600, at a price per Unit equal to $10.00. No underwriting discounts or commissions have been or will be paid in connection with the sale of the Units. The sale of the Units is expected to close on December 30, 2025. The sale of the Units described herein was and will be made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to fund drawdowns to purchase the Units up to the amount of its capital commitment on an as-needed basis with a minimum of 10 business days' prior notice to investors. The offer and sale of the Units was exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D thereunder.
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. NEW MOUNTAIN Guardian IV BDC, L.L.C. Date: December 17, 2025 By: /s/ Eric Kane Name: Eric Kane Title: Corporate Secretary 2