Penguin Solutions, Inc. 8-K Filing

From the Filing

0001193125-25-337077.txt : 20251230 0001193125-25-337077.hdr.sgml : 20251230 20251230160510 ACCESSION NUMBER: 0001193125-25-337077 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20251229 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20251230 DATE AS OF CHANGE: 20251230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penguin Solutions, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing EIN: 365142687 STATE OF INCORPORATION: DE FISCAL YEAR END: 0829 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 251614259 BUSINESS ADDRESS: STREET 1: 45800 NORTHPORT LOOP WEST CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 45800 NORTHPORT LOOP WEST CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: SMART Global Holdings, Inc. DATE OF NAME CHANGE: 20140813 8-K 1 d89656d8k.htm 8-K 8-K false 0001616533 0001616533 2025-12-29 2025-12-29     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2025       PENGUIN SOLUTIONS, INC. (Exact name of registrant as specified in its charter)     Commission File Number 001-38102   Delaware   36-5142687 (State or Other Jurisdiction of Incorporation or Organization)   (I.R.S. Employer Identification No.)   45800 Northport Loop West   Fremont , CA   94538 (Address of Principal Executive Offices)   (Zip Code) Registrant’s Telephone Number, Including Area Code: (510) 623-1231 N/A (Former Name or Former Address, if Changed Since Last Report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common stock, $0.03 par value per share   PENG   Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       Item 1.01 Entry into a Material Definitive Agreement. On December 29, 2025, SMART Modular Technologies (LX) S.à r.l. (“Seller”), a société à responsabilité limitée governed by the laws of the Grand Duchy of Luxembourg and a wholly owned indirect subsidiary of Penguin Solutions, Inc. (the “Company”), entered into that certain Stock Transfer Agreement (the “Stock Transfer Agreement”), by and among Seller, Lexar Europe B.V., a company organized under the laws of the Netherlands (“Buyer”), Zilia Technologies Indústria