AUGUREY VENTURES III Amends Exempt Offering Notice, Clarifies 3(c)(1) Status
| Field | Detail |
|---|---|
| Company | Augurey Ventures III, LLC - Series Crusoe A |
| Form Type | D/A |
| Filed Date | Mar 23, 2026 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: exempt-offering, amendment, regulatory-filing, investment-company-act
TL;DR
**AUGUREY VENTURES III just updated its exempt offering details, specifically its 3(c)(1) status.**
AI Summary
AUGUREY VENTURES III, LLC - SERIES CRUSOE A filed an amended Form D/A on March 23, 2026, updating its Notice of Exempt Offering of Securities. This filing specifically amends Item 06c and Item 3C, indicating a change related to its status under Section 3(c)(1) of the Investment Company Act. For investors, this matters because it clarifies the company's regulatory standing regarding its exempt offering, which could impact its operational flexibility and future fundraising capabilities.
Why It Matters
This amendment provides updated information on AUGUREY VENTURES III's exempt offering, which is crucial for understanding its compliance with securities regulations and its ability to raise capital without full SEC registration.
Risk Assessment
Risk Level: low — This filing is an amendment to an exempt offering notice, which typically involves administrative updates rather than new, high-risk financial events.
Analyst Insight
Investors should review the full details of the amended Form D/A to understand the specific changes to AUGUREY VENTURES III's exempt offering and its implications for regulatory compliance and capital structure.
Key Numbers
- 0002044600 — CIK (Unique identifier for AUGUREY VENTURES III, LLC - SERIES CRUSOE A)
- 2026-03-23 — Filing Date (The date the D/A form was filed and accepted by the SEC)
- 021-529555 — File No. (The specific file number associated with this exempt offering)
- 26781904 — Film No. (The film number for this specific SEC filing)
- 331592796 — EIN (The Employer Identification Number for the filer)
Key Players & Entities
- AUGUREY VENTURES III, LLC - SERIES CRUSOE A (company) — the filer of the D/A form
- 0002044600 (dollar_amount) — the CIK (Central Index Key) of the filer
- 2026-03-23 (person) — the filing and acceptance date of the D/A form
- 33 S WOOD AVENUE SUITE 600 ISELIN NJ 08830 (person) — the mailing and business address of the filer
- 331592796 (dollar_amount) — the EIN (Employer Identification Number) of the filer
Forward-Looking Statements
- AUGUREY VENTURES III, LLC - SERIES CRUSOE A will continue to operate under the Section 3(c)(1) exemption. (AUGUREY VENTURES III, LLC - SERIES CRUSOE A) — high confidence, target: 2027-03-23
FAQ
What is the purpose of the D/A filing by AUGUREY VENTURES III, LLC - SERIES CRUSOE A?
The D/A filing is an amendment to a 'Notice of Exempt Offering of Securities,' indicating that AUGUREY VENTURES III, LLC - SERIES CRUSOE A is updating previously submitted information regarding an offering that is exempt from full SEC registration.
Which specific items were amended in this D/A filing?
This D/A filing specifically amends 'Item 06c' and 'Item 3C,' with a further detail on 'Item 3C.1: Section 3(c)(1),' which relates to the Investment Company Act.
What does 'Section 3(c)(1)' refer to in the context of this filing?
Section 3(c)(1) refers to a specific exemption under the Investment Company Act of 1940, which allows certain companies with a limited number of investors (typically 100 or fewer) to avoid registration as an investment company. The amendment likely clarifies or updates AUGUREY VENTURES III's status under this exemption.
When was this D/A filing submitted and accepted by the SEC?
The D/A filing was submitted and accepted by the SEC on March 23, 2026, with an acceptance time of 15:45:18.
What is the business address of AUGUREY VENTURES III, LLC - SERIES CRUSOE A as stated in the filing?
The business address of AUGUREY VENTURES III, LLC - SERIES CRUSOE A is 33 S WOOD AVENUE SUITE 600 ISELIN NJ 08830.
Filing Stats: 1,180 words · 5 min read · ~4 pages · Grade level 18.8 · Accepted 2026-03-23 15:45:18
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D/A)
- primary_doc.xml (D/A) — 5KB
- 0002044600-26-000003.txt ( ) — 6KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer AUGUREY VENTURES III, LLC - SERIES CRUSOE A Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2022 Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer AUGUREY VENTURES III, LLC - SERIES CRUSOE A Street Address 1 Street Address 2 33 S WOOD AVENUE SUITE 600 ISELIN NEW JERSEY 08830 3. Related Persons Last Name First Name Middle Name CARDIA FRANK Street Address 1 Street Address 2 33 S WOOD AVE SUITE 600 ISELIN NEW JERSEY 08830 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale 2024-10-30 First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 50000 USD 12. Sales Compensation Recipient Recipient CRD Number None (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 13. Offering and Sales Amounts Total Offering Amount $ 4000000 USD Indefinite Total Amount Sold $ 1239400 USD Total Remaining to be Sold $ 2760600 USD Indefinite Clarification of Response (if Necessary) 14. Investors Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 20 15. Sales Commissions & Finders’ Fees Expenses Provide separately the amounts of sales commissions and f