AUGUREY VENTURES I Amends Form D/A, Citing 3(c)(1) Exemption
| Field | Detail |
|---|---|
| Company | Augurey Ventures I - Series Spacex A |
| Form Type | D/A |
| Filed Date | Mar 23, 2026 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: amendment, exempt-offering, private-fund, regulatory-status
TL;DR
**AUGUREY VENTURES I just confirmed its private fund status, meaning less SEC oversight.**
AI Summary
AUGUREY VENTURES I - SERIES SPACEX A filed an amended Form D/A on March 23, 2026, updating its Notice of Exempt Offering of Securities. This amendment specifically indicates that the company operates under Section 3(c)(1) of the Investment Company Act, meaning it is exempt from registering as an investment company because it has fewer than 100 investors and does not make a public offering. This matters to investors because it clarifies the regulatory framework under which AUGUREY VENTURES I operates, suggesting it's a private fund not subject to the same oversight as public investment companies, which could imply higher risk or less transparency.
Why It Matters
This filing clarifies AUGUREY VENTURES I's regulatory status as a private fund, which means it operates with less public oversight than registered investment companies, potentially impacting transparency and risk for investors.
Risk Assessment
Risk Level: medium — Operating under a 3(c)(1) exemption means less regulatory scrutiny compared to registered investment companies, which can increase risk for investors due to reduced transparency.
Analyst Insight
Investors should understand that AUGUREY VENTURES I is a private fund with less regulatory oversight than public investment companies, and should conduct thorough due diligence given the reduced transparency.
Key Numbers
- 021-535096 — File No. (identifies the specific filing with the SEC)
- 26781912 — Film No. (internal SEC identifier for the filing)
- 33 S WOOD AVENUE SUITE 600 ISELIN NJ 08830 — Mailing and Business Address (the official contact location for AUGUREY VENTURES I)
- 8552848739 — Business Phone Number (the contact number for AUGUREY VENTURES I)
- 1231 — Fiscal Year End (indicates the company's fiscal year ends in December)
Key Players & Entities
- AUGUREY VENTURES I - SERIES SPACEX A (company) — the filer of the D/A amendment
- 0002051725 (company) — the CIK of the filer
- 332429810 (company) — the EIN of the filer
- Delaware (company) — state of incorporation for AUGUREY VENTURES I
- March 23, 2026 (date) — the filing and acceptance date of the D/A
Forward-Looking Statements
- AUGUREY VENTURES I will continue to operate as a private fund, avoiding public registration. (AUGUREY VENTURES I - SERIES SPACEX A) — high confidence, target: 2027-03-23
FAQ
What is the primary purpose of this D/A filing by AUGUREY VENTURES I - SERIES SPACEX A?
The primary purpose of this D/A filing is to amend a Notice of Exempt Offering of Securities, specifically to indicate that AUGUREY VENTURES I operates under Section 3(c)(1) of the Investment Company Act.
What does operating under Section 3(c)(1) of the Investment Company Act mean for AUGUREY VENTURES I?
Operating under Section 3(c)(1) means AUGUREY VENTURES I is exempt from registering as an investment company, typically because it has fewer than 100 investors and does not make a public offering of its securities.
When was this D/A filing submitted and accepted by the SEC?
This D/A filing was submitted and accepted by the SEC on March 23, 2026, at 15:46:57.
What is the CIK (Central Index Key) for AUGUREY VENTURES I - SERIES SPACEX A?
The CIK for AUGUREY VENTURES I - SERIES SPACEX A is 0002051725.
Where is AUGUREY VENTURES I - SERIES SPACEX A incorporated and what is its business address?
AUGUREY VENTURES I - SERIES SPACEX A is incorporated in Delaware, and its business address is 33 S WOOD AVENUE SUITE 600 ISELIN NJ 08830.
Filing Stats: 1,177 words · 5 min read · ~4 pages · Grade level 18.8 · Accepted 2026-03-23 15:46:57
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D/A)
- primary_doc.xml (D/A) — 5KB
- 0002051725-26-000003.txt ( ) — 6KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer AUGUREY VENTURES I - SERIES SPACEX A Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2024 Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer AUGUREY VENTURES I - SERIES SPACEX A Street Address 1 Street Address 2 33 S WOOD AVENUE SUITE 600 ISELIN NEW JERSEY 08830 3. Related Persons Last Name First Name Middle Name CARDIA FRANK Street Address 1 Street Address 2 33 S WOOD AVENUE SUITE 600 ISELIN NEW JERSEY 08830 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale 2025-01-02 First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 50000 USD 12. Sales Compensation Recipient Recipient CRD Number None (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 13. Offering and Sales Amounts Total Offering Amount $ 12500000 USD Indefinite Total Amount Sold $ 833050 USD Total Remaining to be Sold $ 11666950 USD Indefinite Clarification of Response (if Necessary) 14. Investors Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 12 15. Sales Commissions & Finders’ Fees Expenses Provide separately the amounts of sales commissions and finders' fe